Regulatory Compliance Analyst

2 weeks ago

Oakland, California, United States Block Full time
Job Description

Company Overview:
Block is a multifaceted organization dedicated to the mission of economic empowerment. Our foundational teams, including People, Finance, Counsel, Hardware, Information Security, and Platform Infrastructure Engineering, collaborate across various business units globally. We aim to develop inclusive policies, forecast financials, provide legal guidance, and support innovative initiatives.

Position Overview:
We are seeking a skilled Regulatory Examination Analyst with a background in federally regulated financial institutions. In this role, you will provide essential organizational and substantive support to the Regulatory Team. You will be instrumental in developing new systems and procedures while collaborating with diverse teams at Block. This position offers a unique opportunity to contribute to a dynamic legal team addressing important regulatory matters.

Key Responsibilities:
Your primary mission will be to uphold Block's lending obligations during federal regulatory examinations. Responsibilities include:

  • Managing the examination program to meet legal and regulatory obligations while minimizing impact on business operations.
  • Assisting in the preparation of examination requests and inquiries, reviewing document and data requests, and coordinating responses from various team members.
  • Supporting project planning and tracking for any necessary remediation efforts.
  • Ensuring that documentation provided in response to requests is comprehensive and accurate.
  • Overseeing data management within the repository/GRC, including workflow management and deadline setting.
  • Maintaining proper documentation organization within the GRC, ensuring correct naming conventions and timely delivery to regulators.
  • Collaborating with the Regulatory Examination Project Manager to address and resolve any issues that arise.
  • Tracking, interpreting, and operationalizing legal and regulatory requirements.

Qualifications:
To be successful in this role, you should possess:

  • A minimum of 3 years of direct experience with federal regulatory examinations (FDIC, FRB, OCC, or CFPB) and familiarity with bank partnership lending models.
  • Knowledge of lending regulations, banking regulations, and best practices within the financial services industry.
  • Experience in creating and implementing operational efficiencies, including the development and maintenance of a GRC tool.
  • Strong organizational, process, and project management skills.
  • The ability to clearly interpret and communicate legal and regulatory obligations across various disciplines and levels.

Additional Information:
Block offers a competitive market-based compensation structure, with pay varying by location and determined by job-related skills, experience, and market conditions. Full-time employees enjoy a comprehensive benefits package, including healthcare coverage, retirement plans, employee stock purchase options, wellness programs, and paid leave.

Block is committed to fostering an inclusive workplace where all employees and applicants are treated fairly, regardless of race, color, religion, gender, national origin, age, disability, veteran status, or any other legally protected class. We strive to provide reasonable accommodations to disabled applicants throughout the recruitment process.

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