Banking Compliance Specialist

7 days ago

Austin, Texas, United States TEXAS DEPARTMENT OF BANKING Full time

Job Summary:

The Texas Department of Banking is seeking a highly skilled Regulatory Review Examiner to join our team. As a key member of our department, you will be responsible for reviewing and analyzing financial data and records to ensure compliance with regulatory requirements.

Key Responsibilities:

  • Perform in-depth reviews of financial institutions to assess their financial condition and compliance with regulatory requirements.
  • Develop and implement effective strategies to address any compliance issues or concerns.
  • Collaborate with internal stakeholders to ensure seamless communication and coordination.
  • Stay up-to-date with changing regulatory requirements and industry developments.
  • Provide expert advice and guidance to financial institutions on regulatory matters.
  • Conduct on-site examinations and reviews to verify compliance with regulatory requirements.
  • Prepare and present reports to senior management and regulatory agencies.
  • Develop and maintain relationships with financial institutions and regulatory agencies.

Requirements:

  • Graduation from an accredited four-year college or university with a degree in finance, accounting, business administration, or economics.
  • Minimum of six hours of accounting coursework, including basic and intermediate accounting.
  • At least ten years of progressively responsible experience in the regulation, examination, and analysis of financial institutions.
  • Current or former bank examiner commissioned by the FDIC, Federal Reserve, OCC, Texas Department of Banking, or another approved state banking authority.
  • Excellent personnel supervisory skills, including three years of current experience in management and supervision.
  • Thorough working knowledge of bank operations and bank laws.

Preferred Qualifications:

  • Work experience with a financial institution and completion of graduate banking school.
  • Supervisory experience within the last three years regarding commercial bank safety and soundness risk profiling, work procedures, and issues.
  • Bilingual in Spanish and English with the ability to communicate well, both verbally and in writing.

Special Requirements:

  • Position requires up to 20% overnight travel.
  • Must possess or obtain within six months a valid Texas Driver's license.
  • Must demonstrate strong personal financial responsibility and integrity.

Knowledge, Skills and Abilities:

  • Excellent oral and written communication skills.
  • Working knowledge in the use of personal computers, including Microsoft Word and Excel.
  • Knowledge of statutory requirements, business operating procedures, and reporting techniques.
  • Knowledge of banking regulatory principles and practices.
  • Skill in reviewing and auditing financial data and records.
  • Skill in preparing evaluations, recommendations, and reports.
  • Ability to maintain effective working relationships with supervisors, co-workers, team members, regulated entity employees, and the public.
  • Ability to be self-motivated and exercise initiative and independent judgment.
  • Ability to maintain confidentiality and handle sensitive information.

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