Compliance Manager in Financial Services
1 week ago
As a key member of our Financial Services Advisory team, you will play a crucial role in ensuring adherence to regulatory standards within the financial sector. Our practice combines extensive industry knowledge with innovative solutions to assist a diverse range of clients, from major global banks to emerging Fintech firms.
Your Responsibilities:
- Assess financial institution clients for compliance with applicable laws and regulations.
- Assist the team in managing daily client engagements.
- Engage with senior management at client organizations.
- Draft comprehensive reports detailing findings and recommendations.
- Participate in client meetings and deliver executive presentations.
- Collaborate both independently and as part of a team to execute client projects.
- Foster strong client relationships through effective support and expertise.
- Oversee engagement fundamentals such as realization, utilization, leverage, accounts receivable, and expenses.
- Provide mentorship and training to junior staff members.
Ideal Candidate Profile:
- Demonstrated analytical skills with a keen attention to detail.
- Exceptional verbal and written communication abilities; capable of effective interaction.
- Proficient in multitasking and prioritizing in a fast-paced environment.
Qualifications:
- A minimum of 5 years of experience in regulatory compliance within financial institutions.
- A Bachelor’s degree or equivalent relevant experience.
- Willingness to travel regionally to serve clients, with overnight travel expected to be around 35%.
- In-depth knowledge of federal banking regulations, including but not limited to the Bank Secrecy Act, Fair Lending, and other related regulations.
- Proficiency in Microsoft Office Suite (Outlook, Word, Excel, PowerPoint).
Preferred Credentials:
- Certified Regulatory Compliance Manager (CRCM).
- Certified Anti-Money Laundering Specialist (CAMS).
- Certified AML and Fraud Professional (CAFP).
At Forvis, we pride ourselves on delivering an exceptional client experience and fostering a culture of inclusivity and respect. We are committed to understanding our clients' unique needs and providing tailored solutions that drive value.
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