Vice President of Financial Operations

2 weeks ago


New York, New York, United States Hold Brothers Full time
Position Overview

Hold Brothers Capital, LLC, a prominent self-clearing proprietary broker-dealer, is seeking a Senior Vice President of Finance & Operations to lead brokerage functions. This pivotal role encompasses overseeing financial and accounting practices, as well as ensuring accurate financial reporting and robust accounting controls.

Key Responsibilities
  • Collaborate closely with the CEO and executive leadership team
  • Prepare financial statements in accordance with GAAP standards
  • Ensure compliance with regulatory reporting obligations
  • Facilitate comprehensive financial analyses
  • Stay informed on the latest regulatory changes
  • Maintain effective relationships with external partners
  • Oversee tax strategy and compliance
  • Supervise adherence to financial regulations
  • Work with various departments to ensure efficient consolidation of financial data
  • Execute a range of tasks related to accounting operations
Qualifications
  • Bachelor's degree in Accounting or Finance
  • Series 27 license required
  • CPA designation preferred
  • Over 10 years of relevant experience in a broker-dealer environment
  • In-depth knowledge of broker-dealer operations and regulatory compliance
  • Strong analytical capabilities
  • Previous experience in Operations, Finance, Compliance, and Risk Management
Compensation and Benefits
  • Comprehensive Health Care Plan
  • Retirement Savings Plan
  • Generous Paid Time Off
  • Family Leave Options
  • Flexible Work From Home Policy
  • Salary Range: $200,000 - $240,000


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