Chief Compliance Officer

6 days ago


Los Angeles, California, United States RealtyMogul Full time
About the Role

We are seeking a highly skilled Chief Compliance Officer to join our team at RealtyMogul. As a key member of our organization, you will be responsible for ensuring that our company remains compliant with all relevant regulations and laws.

Key Responsibilities
  • Serve as the primary point of contact for regulatory inquiries and examinations
  • Develop and implement compliance policies and procedures to ensure adherence to regulatory requirements
  • Collaborate with senior management to ensure that all business activities are conducted in compliance with relevant laws and regulations
  • Review and approve all marketing materials and communications to ensure compliance with regulatory requirements
  • Manage compliance-related forms and filings, including annual exams and communications with regulatory bodies
  • Provide guidance and support to employees on compliance-related matters
Requirements
  • 8+ years of experience in compliance, with a strong background in securities laws and regulations
  • Active Series 24 license
  • Excellent communication and interpersonal skills
  • Ability to work in a fast-paced environment and prioritize multiple tasks
  • Strong analytical and problem-solving skills
What We Offer

We offer a competitive salary and benefits package, as well as opportunities for professional growth and development. If you are a motivated and detail-oriented individual with a passion for compliance, we encourage you to apply for this exciting opportunity.



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