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Compliance Specialist in Investment Product Management
2 months ago
Job Summary:
We are seeking a highly skilled Compliance Specialist to join our Product Management team at NovaTech Industries. As a Compliance Specialist, you will play a critical role in ensuring that our investment products and services comply with regulatory requirements and industry standards.
Key Responsibilities:
- Ensure compliance with regulatory requirements and industry standards for sales training, advisory tools, investment documentation, customer documents, and investment committees.
- Collaborate with the Compliance department as a direct sparring partner to provide expert advice and guidance.
- Participate in sales-related events with technical contributions and assist with training and workshops.
- Collaborate on cross-departmental projects to drive business growth and improvement.
Requirements:
- Strong knowledge of regulatory requirements and industry standards.
- Excellent analytical and problem-solving skills.
- Strong communication and interpersonal skills.
- Ability to work in a fast-paced environment and prioritize multiple tasks.
What We Offer:
- A dynamic and collaborative work environment.
- Opportunities for professional growth and development.
- A competitive salary and benefits package.
