Branch Office Operations Supervisor
1 week ago
Position Overview:
This role works closely with the Branch Manager (BOM) to guarantee efficient branch operations, compliance with corporate policies, and adherence to security industry standards.
About the Company:
D.A. Davidson, an employee-owned firm with a legacy spanning over 87 years, is committed to maintaining high ethical standards and values its Associates as essential contributors to its success.
Experience and Qualifications:
- Relevant industry certifications: FINRA SIE, Series 7, 66 (or 63/65), and 9/10 (or 24/4/53)
- Previous management experience
- Extensive background in the securities sector with a thorough understanding of industry regulations
- Knowledge of company policies, accounting practices, and proficiency in Microsoft applications
- Excellent organizational and communication abilities
- Capacity to maintain client confidentiality and manage professional relationships
- Proactive in engaging with both external and internal clients
Responsibilities:
- Oversee the activities of branch support personnel to enhance operational efficiency
- Contribute to the training and development of support staff
- Ensure adherence to Human Capital policies
- Manage the hiring and onboarding processes for branch office support staff
- Supervise cashiering operations and oversee branch activities
- Assist in the transition of new Financial Professionals (FPs)
- Facilitate the resolution of operational challenges and client grievances
- Perform various administrative and financial duties
- Plan and coordinate branch events
- Maintain office documentation and ensure regulatory compliance
- Support the implementation of the Business Continuity Plan
- In-person attendance is a critical requirement
Benefits:
- Competitive salary along with a comprehensive benefits package
- Medical, Dental, and Vision insurance
- Company 401(k) and ESOP contributions
- Benefits for sick leave, vacation, and parental leave
- Opportunities for professional development and tuition reimbursement
- Discounted personal insurance options
- Charitable gift-matching program
About the Opportunity:
If you are looking for a dynamic position within a well-established organization that emphasizes ethical business practices and employee ownership, D.A. Davidson may be the right fit for you. Explore the fulfilling opportunities that await.
Equal Opportunity Employer:
D.A. Davidson is committed to promoting diversity and providing equal opportunities to all individuals. We welcome applicants from diverse backgrounds and ensure that reasonable accommodations are available for candidates with disabilities throughout the application and employment processes.
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