Branch Office Operations Supervisor

1 week ago


Wilmington, Delaware, United States D.A. Davidson Full time

Position Overview:
This role works closely with the Branch Manager (BOM) to ensure efficient branch operations, compliance with organizational policies, and adherence to industry security regulations.

About the Company:
D.A. Davidson, an employee-owned firm with a legacy of over 87 years, is committed to maintaining high ethical standards and values its Associates as vital contributors to its success.

Experience and Qualifications:

  • Relevant industry certifications: FINRA SIE, Series 7, 66 (or 63/65), and 9/10 (or 24/4/53)
  • Previous management experience
  • Extensive background in the securities sector and thorough understanding of regulatory requirements
  • Knowledge of organizational policies, accounting practices, and proficiency in Microsoft applications
  • Excellent organizational and communication abilities
  • Capacity to maintain client confidentiality and manage professional relationships
  • Proactive in engaging with both external and internal clients

Responsibilities:

  • Oversee branch support staff activities to enhance operational efficiency
  • Engage in the training and development of support personnel
  • Ensure adherence to Human Capital policies
  • Manage the hiring and onboarding processes for branch office support staff
  • Supervise cashiering operations and oversee overall branch functions
  • Assist in the transition of new Financial Professionals (FPs)
  • Facilitate the resolution of operational challenges and client inquiries
  • Perform various administrative and financial duties
  • Plan and coordinate branch events
  • Maintain office documentation and ensure regulatory compliance
  • Support the implementation of the Business Continuity Plan
  • Ensure in-person attendance as a critical function

Benefits:

  • Competitive salary along with a comprehensive benefits package
  • Medical, Dental, and Vision insurance
  • Company 401(k) and ESOP contributions
  • Benefits for sick leave, vacation, and parental leave
  • Opportunities for professional development and tuition reimbursement
  • Discounted personal insurance options
  • Charitable gift-matching program

About the Opportunity:
If you are looking for a dynamic position within a well-established organization that emphasizes ethical business practices and employee ownership, D.A. Davidson may be the right fit for you. We are dedicated to making a positive impact in our communities and offer rewarding career opportunities.

Equal Opportunity Employer:
D.A. Davidson is committed to promoting diversity and providing equal opportunities to all individuals. We welcome applicants from diverse backgrounds and ensure that reasonable accommodations are available for candidates with disabilities throughout the application and employment processes.



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