Compliance Officer

About Discovery Senior LivingDiscovery Senior Living is a leading provider of senior living communities in the United States. With a portfolio of over 250 communities across nearly 40 states, we are committed to delivering exceptional service and quality care to our residents.Job SummaryWe are seeking an experienced Compliance Officer to join our legal team....

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the leading FinTech companies globally? Are you eager to be part of an international organization dedicated to enhancing financial transactions for the better? If you are interested in a diverse workplace that values unique contributions...

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the largest financial technology firms globally? Do you aspire to be part of a worldwide organization dedicated to enhancing financial transactions? Are you keen on becoming a member of a diverse global team that values and celebrates...

Senior Officer, Compliance – Remote Opportunity Are you prepared to leverage your compliance expertise within one of the leading FinTech companies globally? Do you aspire to be part of a worldwide organization dedicated to enhancing financial transactions? Are you keen on contributing to a diverse workforce that values individual contributions and...

Job OverviewPosition: Compliance Specialist Location: Fully Remote – Operating on EST or CST hours. Sector: Wealth Management Compensation: $30 - $35/hrAbout Addison Group:Addison Group is a distinguished entity in the wealth management industry, dedicated to delivering extensive investment and financial advisory services. We are in the process of...

AFS Compliance Officer - Chicago, ILThis is an exempt level position.Position Summary:We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. ("AFS") a registered Introducing Broker (IB) with the National Futures Association. This position reports to the IB Director and will work closely with the...

Senior Officer, Compliance – Work from HomeAre you ready to leverage your compliance expertise for a leading FinTech organization? Do you want to work for a global business that is committed to moving money for the better? Are you interested in joining a globally diverse organization where our unique contributions are recognized and celebrated, allowing...

Job SummaryWe are seeking a highly skilled and experienced Regulatory Compliance Officer to join our team at Racing Officials. The successful candidate will be responsible for ensuring the integrity of horse racing in Illinois, ensuring compliance with rules and regulations, and maintaining the health and safety of equine participants.Key...

Job SummaryThis role is responsible for coordinating and administering various responsibilities within the HCSC regulatory office, working with high-risk issues and departments to ensure compliance with federal and state regulations.Key ResponsibilitiesOversee the annual updates of regulatory policies and proceduresEnsure all HCSC employees complete the...

Job Title: Chief Compliance and Privacy OfficerWe are seeking a highly skilled Chief Compliance and Privacy Officer to join our team at Dental Dreams in Chicago. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Key Responsibilities:Develop and implement compliance...

About the RoleCIBC is seeking a highly experienced Chief Compliance Officer (CCO) to join our Private Wealth Management team. As a key member of our Compliance team, you will be responsible for developing, implementing, and maintaining an effective compliance program to address all relevant regulatory requirements.Key ResponsibilitiesDevelop and implement a...

Job SummaryOxford Financial Group, Ltd. is seeking a highly skilled and experienced Chief Compliance Officer to lead our compliance program and ensure adherence to regulatory requirements.Key ResponsibilitiesDevelop and oversee the compliance program, including annual risk assessments and compliance reportsOversee the correction of compliance matters,...

Job SummaryWe are seeking a seasoned Chief Compliance Officer to lead our compliance function at Aspen Standard Wealth. This role requires a strategic thinker with hands-on execution skills, who can design, establish, and implement a robust compliance program.Key ResponsibilitiesCompliance Program Development: Design and implement a comprehensive compliance...

At destinationone Consulting, we specialize in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities, NonProfits, and Legal. We are building a comprehensive database of opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when they arise.Location: Various...

Job DescriptionLarson Maddox is seeking a seasoned Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for ensuring our compliance with regulatory requirements and developing a robust compliance framework.Key Responsibilities:Regulatory Filings: Oversee the preparation and submission of regulatory filings,...

Job Title: Fraud/AML/Sanctions Analyst Company: Intelliswift Contract Type: W2 only Pay Rate Range: $32.40/HourPosition Overview:The selected candidate will join the Second Line AML team, concentrating on sanctions and compliance matters. This role involves scrutinizing client identities and transactions to ensure adherence to regulatory standards in both...

About the RoleStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring the effectiveness of our compliance framework and ensuring that we meet all regulatory obligations.Key ResponsibilitiesLead the oversight of the swap dealer...

About Gateway Foundation Gateway Foundation, Inc. is a prominent national non-profit organization committed to supporting individuals facing substance use and mental health challenges. Since its inception in 1968, Gateway has been instrumental in providing essential resources and knowledge for recovery, positively influencing countless lives. The...

Job DescriptionJob SummaryInteractive Brokers is seeking a highly motivated and analytical individual to join our Client Operations - Security and Fraud Prevention team. As a Financial Security Specialist, you will play a critical role in helping to shape our company's security protocols and practices.Your Responsibilities:Proactively handle client inquiries...

Job SummarySS&C is a leading provider of investment and financial services and software for the financial services and healthcare industries. As a Chief Compliance Officer - Fund Specialist, you will play a critical role in ensuring the compliance of our investment company clients with regulatory requirements.Key ResponsibilitiesOversee the maintenance of...