Senior Vice President of Advertising Compliance

2 weeks ago


Rockville, Maryland, United States Financial Industry Regulatory Authority , Inc. Full time

Position Overview:
The Senior Vice President of Advertising Compliance plays a pivotal role within the Corporate Financing and Advertising Compliance leadership team, operating under the guidance of the Chief Legal Officer (CLO).

Department Function:
The Advertising Compliance Department is dedicated to ensuring that all advertising practices adhere to regulatory standards and ethical guidelines. This position is essential in fostering a culture of compliance and integrity within the organization.

Key Responsibilities:
1. Develop and implement advertising compliance strategies that align with corporate objectives.
2. Collaborate with various departments to ensure that advertising materials meet legal and regulatory requirements.
3. Provide expert guidance on advertising regulations and best practices to internal stakeholders.
4. Monitor industry trends and regulatory changes to proactively address compliance issues.

Qualifications:
The ideal candidate will possess extensive experience in advertising regulation, strong leadership skills, and a deep understanding of the financial services industry.



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