Senior Counsel for Registered Investment Funds
2 weeks ago
A prominent Credit Investment Fund is seeking a Senior Registered Funds Counsel to join their legal team. This role will report directly to the General Counsel and will be integral to a cohesive legal department that plays a vital role in the organization. The position encompasses a range of regulatory responsibilities, including compliance with the 1940 Act, transactional assistance, regulatory submissions, and more.
Key Responsibilities:
- Revise and enforce policies and procedures in alignment with securities regulations, specifically the Investment Company Act of 1940.
- Oversee regulatory assessments and provide support for transactional and disclosure issues related to both new and existing products, marketing materials, and distribution strategies.
- Handle Corporate Governance issues for Registered funds.
- Collaborate with external legal counsel and service providers as necessary.
- Assist the legal team with special projects on an as-needed basis.
Required Qualifications:
- Juris Doctorate and active Bar Admission.
- 4-6 years of experience with Registered Investment Companies and Business Development Companies (BDCs).
- In-depth understanding and familiarity with the Investment Company Act of 1940 and other federal securities laws and regulations.
- Exceptional organizational skills, meticulous attention to detail, strong communication abilities, and capacity to meet stringent deadlines.
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Greenwich, Connecticut, United States Larson Maddox Full timeA prominent Credit Investment Fund is seeking a Senior Registered Funds Counsel to join their esteemed legal team. This role will report directly to the General Counsel and offers an opportunity to work in a collaborative environment with significant visibility throughout the organization.Key Responsibilities:Revise and enforce policies and procedures in...
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Investment Fund Accountant
7 days ago
Greenwich, Connecticut, United States Elite Placement Group Full timeInvestment Fund AccountantElite Placement Group is seeking a skilled Investment Fund Accountant to enhance our financial operations. The successful candidate will undertake a variety of financial responsibilities, including cash oversight, account reconciliations, and trade documentation. This role will require collaboration with essential partners such as...
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Investment Fund Accountant
7 days ago
Greenwich, Connecticut, United States Elite Placement Group Full timeInvestment Fund AccountantElite Placement Group is seeking a skilled Investment Fund Accountant to support our financial operations. The successful candidate will manage a variety of fiscal responsibilities, including cash oversight, account reconciliations, and trade documentation. This role requires collaboration with essential partners such as prime...
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Investment Fund Accountant
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Greenwich, Connecticut, United States Elite Placement Group Full timeInvestment Fund AccountantElite Placement Group is seeking a skilled Investment Fund Accountant to enhance their financial operations. The successful candidate will oversee a range of financial activities, including cash flow management, account reconciliations, and trade documentation. This role requires collaboration with essential partners such as prime...
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Investment Sales Manager
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Investment Strategy Analyst
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Senior Tax Analyst
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Investment Strategy Analyst
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Treasury Fund Analyst
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Manager of Business Intelligence and Fund Launch
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Greenwich, Connecticut, United States iCapital Full timeAbout iCapitaliCapital is at the forefront of the global alternative investment marketplace. Our innovative financial technology platform has revolutionized the way advisors, wealth management firms, asset managers, and banks assess and recommend tailored public and private market strategies for their affluent clients. iCapital currently manages...
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Lead Investment Accountant
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Greenwich, Connecticut, United States iCapital Full timeJob OverviewiCapital is at the forefront of revolutionizing the alternative investment landscape. Our innovative financial technology platform has redefined how advisors, wealth management firms, asset managers, and banks assess and recommend tailored public and private market strategies for their affluent clientele. As of June 2024, iCapital manages...
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