We have other current jobs related to this field that you can find below

  • Regulatory Compliance Supervisor

    5 days ago

    Salt Lake, Utah, United States PosiGen Full time

    Job OverviewPosiGen is dedicated to fulfilling the vision of "Solar for All." In alignment with this mission, our Compliance Team is expanding. We are a compact group committed to fostering ethical practices that uphold our standards while identifying and addressing any behaviors that deviate from these principles. We believe that a supportive and inclusive...

  • Compliance Risk Analyst

    5 days ago

    Salt Lake, Utah, United States WEX Full time

    About the Team WEX is looking for a Regulatory Compliance Analyst to become a vital part of our expanding global Risk and Compliance division. This role is essential in enhancing the overall compliance and risk management framework for WEX Health. The ideal candidate will serve as a key resource in ensuring adherence to regulatory standards and will be...

  • Regulatory Compliance Analyst

    5 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory AnalystCompany: PacifiCorp OverviewPacifiCorp is dedicated to fostering a culture that prioritizes customer service excellence, environmental stewardship, and a commitment to diversity, equity, and inclusion.Core Responsibilities • Assist in the formulation and defense of regulatory submissions concerning company policies and standards,...

  • Regulatory Compliance Analyst

    6 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory Analyst Company: PacifiCorp Overview PacifiCorp is dedicated to fostering a culture that prioritizes customer service excellence, environmental stewardship, and a commitment to diversity, equity, and inclusion.Role Summary This position involves assisting in the preparation and defense of regulatory submissions related to company...

  • Regulatory Compliance Analyst

    5 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory AnalystCompany: PacifiCorp OverviewPacifiCorp is dedicated to fostering a culture centered around exceptional customer service, environmental stewardship, and inclusivity.Primary Responsibilities • Assist in the formulation and defense of regulatory submissions concerning corporate policies and guidelines, under supervision.• Act as a...

  • Regulatory Compliance Analyst

    5 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory Analyst Company: PacifiCorp Overview PacifiCorp is dedicated to fostering a culture that prioritizes customer service excellence, environmental stewardship, and a commitment to diversity, equity, and inclusion.Role Summary This position involves assisting in the preparation and defense of regulatory submissions concerning company...

  • Regulatory Compliance Specialist

    1 day ago

    Salt Lake, Utah, United States PacifiCorp Full time

    About the RolePacifiCorp is seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Customer Care department, you will play a critical role in ensuring compliance with regulatory requirements and providing exceptional customer service.Key ResponsibilitiesPrepare and defend regulatory filings related to company rules...

  • Regulatory Compliance Analyst

    5 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory AnalystCompany: PacifiCorp OverviewPacifiCorp is dedicated to fostering a culture that prioritizes customer service excellence, environmental stewardship, and inclusivity.Position SummaryUnder supervision, assist in the formulation and defense of regulatory submissions concerning company policies and standards. Engage with state...

  • Regulatory Compliance Analyst

    5 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory Analyst Company: PacifiCorp Overview PacifiCorp is committed to fostering a culture centered around customer service excellence, environmental stewardship, and inclusivity.Position Summary This role involves assisting in the preparation and defense of regulatory submissions concerning company policies and regulations. You will engage...

  • Safety and Compliance Manager

    5 days ago

    Salt Lake, Utah, United States The Walsh Group Full time

    Position Overview:The Walsh Group is actively seeking a Health, Safety, and Environmental Manager to join our Water Division. This role is pivotal in ensuring the safety and compliance of our projects.The HSE Manager will play a crucial role in conducting inspections, managing accident investigations, facilitating safety meetings, and overseeing the...

  • Sustainability Compliance Engineer

    5 days ago

    Salt Lake, Utah, United States Big West Oil Full time

    We are seeking a qualified Environmental Engineer to offer advanced technical expertise and strong leadership in environmental compliance initiatives. Position Overview As a Subject Matter Expert in Waste Management, you will guide the organization in minimizing environmental impacts related to recycling, optimizing waste disposal methods, and addressing...

  • Regulatory Compliance Testing Specialist

    5 days ago

    Salt Lake, Utah, United States First Electronic Bank Full time

    Job OverviewThe Compliance Testing Analyst operates as a vital component of the Second Line of Defense, tasked with executing compliance evaluations to assess our Strategic Partner's adherence to relevant laws and regulatory standards. This role involves adhering to a predetermined risk-based testing framework for each assessment, generating comprehensive...

  • Regulatory Compliance Testing Specialist

    7 hours ago

    Salt Lake, Utah, United States First Electronic Bank Full time

    Job OverviewThe Compliance Testing Analyst serves as a crucial component of the Second Line of Defense, tasked with executing compliance assessments to ensure that our Strategic Partners adhere to relevant laws and regulatory standards. This role involves following a structured, risk-based testing strategy for each evaluation, generating comprehensive...

  • Regulatory Compliance Testing Specialist

    5 days ago

    Salt Lake, Utah, United States First Electronic Bank Full time

    Job OverviewThe Compliance Testing Analyst serves as a vital component of the Second Line of Defense, tasked with executing compliance evaluations to assess our Strategic Partner's adherence to relevant laws and regulatory standards. This role involves adhering to a predefined risk-based testing strategy for each assessment, generating comprehensive work...

  • Lead Tax Compliance Accountant

    5 days ago

    Salt Lake, Utah, United States University of Utah Full time

    Position Overview:The University of Utah is seeking a dedicated Senior Accountant to join our Tax Services department. This role is pivotal in managing and executing federal tax obligations related to international payments and ensuring compliance with complex tax regulations.Key Responsibilities:Prepare and submit federal tax documentation, ensuring...

  • Financial Compliance Investigator

    6 days ago

    Salt Lake, Utah, United States The Ladders Full time

    Why join The Ladders The Ladders is a premier platform dedicated to helping professionals advance their careers. We empower individuals and organizations with innovative solutions for recruitment, talent management, and career development. Our commitment to excellence drives us to provide unparalleled service to our clients, ranging from startups to...

  • Lead Tax Compliance Specialist

    5 days ago

    Salt Lake, Utah, United States University of Utah Full time

    Position Overview:The University of Utah is seeking a knowledgeable and experienced Senior Accountant to join our Tax Services department. This role is pivotal in managing federal tax documentation related to international payments and ensuring compliance with complex tax regulations.Key Responsibilities:Prepare and submit federal tax forms accurately and...

  • Regulatory Compliance Analyst

    6 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory AnalystLocation: RemoteCompany: PacifiCorpOverviewPacifiCorp is dedicated to fostering a culture that prioritizes customer service excellence, environmental sustainability, and inclusivity.Purpose of the RoleUnder supervision, assist in the development and defense of regulatory submissions pertaining to corporate policies and regulations....

  • Compliance and Risk Monitoring Specialist

    5 days ago

    Salt Lake, Utah, United States Brex Full time

    Why join us Brex is an innovative platform leveraging artificial intelligence to enhance corporate spending. We empower businesses to manage their expenditures confidently through integrated corporate cards, banking solutions, and global payment systems, complemented by user-friendly software for travel and expense management. A diverse range of companies,...

  • Regulatory Compliance Analyst

    5 days ago

    Salt Lake, Utah, United States PacifiCorp Full time

    Customer Regulatory Analyst Company: PacifiCorp Overview PacifiCorp is dedicated to fostering a culture centered around exceptional customer service, environmental stewardship, and inclusivity.Primary Responsibilities In this role, you will assist in the preparation and defense of regulatory submissions concerning company policies and regulations. You will...

Compliance Policy

3 months ago

Salt Lake, United States Block Full time

Company Description
Block is one company built from many blocks, all united by the same purpose of economic empowerment. The blocks that form our foundational teams - People, Finance, Counsel, Hardware, Information Security, Platform Infrastructure Engineering, and more - provide support at the corporate level. They work across business groups and around the globe, spanning time zones and disciplines to develop inclusive People policies, forecast finances, give legal counsel, safeguard systems, nurture new programs, and more. Every challenge creates possibilities, and we need different perspectives to see them all. Bring yours to Block.
Square Financial Services, Inc. (SFS) is Block's bank. We opened in March 2021 and provide lending and FDIC-insured deposit products to small businesses on a nationwide basis.
Job Description
The SFS Compliance Team is looking for a Compliance Policy & Training Manager to manage its compliance policy library and training program. You will report to the Director of the Compliance Management System.
You will:

  • Create and update compliance policies and training modules.
  • Maintain knowledge of financial consumer protection laws and their implementing regulations (e.g., ECOA, EFTA, FACTA, FCRA, GLBA, SCRA, TILA, and UDAAP).
  • Stay current on regulatory and product changes and ensure compliance policies and training adequately address all applicable legal, regulatory, and business requirements.
  • Be the subject matter expert for the training and policy systems and perform any user acceptance testing pertaining to system upgrades or enhancements.
  • Leverage strong project management skills to iterate, implement and manage the Compliance team's policy and training programs.
  • Perform scheduled reviews of compliance policies and training and report on detected deficiencies along with proposed remediations.
  • Assist the Compliance team in preparing for program assessments, audits, or exams as well as the implementation of any remediation items.
  • Other projects and tasks as assigned by the Director of Compliance.
  • Draft and distribute compliance-related communications regarding policy changes, training assignments, etc. to the relevant audiences.
  • Update and maintain the Bank's compliance resource library


Qualifications
You have:

  • 5 years total experience in compliance policy management and training in the following areas: commercial banking, consumer protection laws, or commercial/consumer lending.
  • Strong foundational knowledge of commercial and consumer laws and regulations.
  • Experience in developing and implementing policies and training across multiple operational units and business affiliates.
  • Proven ability to understand and communicate legal and regulatory concepts and convert them into relevant, practical business requirements.
  • Excellent oral and technical writing skills.
  • Strong ability to build relationships and credibility with business leads, financial institution partners, and regulators through collaborative and independent projects.
  • Experience in managing multifaceted projects.


Preferred Qualifications
Certified Regulatory Compliance Manager (CRCM) designation or similar.
Qualifications
You have:

  • 5 years total experience in compliance policy management and training in the following areas: commercial banking, consumer protection laws, or commercial/consumer lending.
  • Strong foundational knowledge of commercial and consumer laws and regulations.
  • Experience in developing and implementing policies and training across multiple operational units and business affiliates.
  • Proven ability to understand and communicate legal and regulatory concepts and convert them into relevant, practical business requirements.
  • Excellent oral and technical writing skills.
  • Strong ability to build relationships and credibility with business leads, financial institution partners, and regulators through collaborative and independent projects.
  • Experience in managing multifaceted projects.


Preferred Qualifications
Certified Regulatory Compliance Manager (CRCM) designation or similar.