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Financial Compliance Investigator

2 months ago

Salt Lake, Utah, United States The Ladders Full time
Why join The Ladders

The Ladders is a premier platform dedicated to helping professionals advance their careers. We empower individuals and organizations with innovative solutions for recruitment, talent management, and career development. Our commitment to excellence drives us to provide unparalleled service to our clients, ranging from startups to established enterprises.

At The Ladders, you will have the opportunity to challenge yourself, collaborate with talented professionals, and contribute to a culture that values diversity and inclusion. We believe in nurturing your potential and providing you with the necessary resources to grow in your career.

Compliance at The Ladders

The Compliance team plays a vital role in ensuring that our operations align with regulatory standards while supporting the growth of our clients. We are responsible for developing compliance policies, offering strategic guidance, and safeguarding the organization against financial misconduct and compliance risks. Navigating the complexities of the financial landscape requires innovative thinking and adaptability, and we embrace this challenge.

What you'll do

As a Financial Crime Investigator, you will enhance the capabilities of our Financial Crimes Investigations Team. Your responsibilities will include analyzing and reporting on potential money laundering (ML), terrorist financing (TF), bribery, and other legal violations. The ideal candidate will possess the ability to process extensive data to make informed assessments regarding customer behavior and associated risks. Effective communication is crucial, both in written reports and in discussions with senior management regarding suspicious activities. You must be adaptable to the evolving regulatory and business landscape.

Responsibilities
  • Continuously monitor atypical transactions and high-risk clients to fulfill regulatory reporting requirements, including filing Suspicious Activity Reports (SAR) and managing Sanctions screening alerts.
  • Take charge of enhancing our internal controls and identify opportunities for improvement.
  • Utilize sampling techniques and analytical methods to track new typologies and emerging risks.
  • Assist with vendor integrations and respond to inquiries from alert reviewers.
Requirements
  • 3+ years of experience in various financial risk operations (Fraud, Credit, AML, Sanctions, Bribery/Corruption, Due Diligence, etc.).
  • In-depth knowledge of relevant financial regulations in the United States (e.g., FinCEN, FINRA, OFAC).
  • Technical proficiency in understanding complex money movements across various payment methods.
  • Experience with data analytics tools (SQL, Looker, Excel), including the ability to design, debug, and organize data for diverse audiences.
  • Proven ability to collaborate within a cross-functional team (Legal, Engineering, Product Management, Data) to develop operational workflows and internal controls.
  • Strong communication and interpersonal skills.
  • Fluency in English, both written and spoken.
  • Willingness to work in-office on designated days.
Bonus points
  • CAMS Certification.
  • Experience with Verifin.
  • A strong desire to learn and grow.
  • Attention to detail.
  • A proactive approach to building solutions.
Please be aware that job-seekers should be cautious of potential scams targeting personal information. The Ladders recruiters will only reach out through official channels. Any unsolicited communication claiming to be from The Ladders via other sources should be disregarded.