Senior AML Risk Assessment Officer

2 weeks ago

Chicago, Illinois, United States Canadian Imperial Bank of Commerce Full time

Position Overview

The role of the Enhanced Due Diligence Officer focuses on the thorough assessment of high-risk clientele within the financial services sector. This position entails a detailed examination of onboarding documents, external investigations, negative media exposure, politically exposed persons (PEPs), expected transactional behavior, and associated entities to establish a comprehensive risk profile for each customer.

Key Responsibilities

  • Conduct in-depth enhanced due diligence reviews across various customer segments, with a significant emphasis on Alternative Investment Funds.
  • Collaborate with various departments, including business units, sanctions, reputational risk, and legal, to ascertain the appropriate actions regarding customer relationships.
  • Regularly update and refine operational procedures and guidelines, providing insights on best practices and enhancements to ensure compliance with regulatory standards.
  • Build and maintain strong partnerships with teams in US AML, Enterprise AML, and US Risk Management to foster effective communication and collaboration.

Decision-Making Authority

This role plays a crucial part in the US AML team, with the authority to recommend modifications to the enhanced due diligence processes and protocols, ensuring that all regulatory requirements are adequately documented and that processes are designed for optimal efficiency and compliance.

Qualifications and Skills

  • Experience in AML/BSA investigations is preferred.
  • Familiarity with alternative investment clientele is advantageous.
  • A bachelor's degree in a relevant field (e.g., pre-law, political science, criminal justice, economics, finance, accounting) along with a minimum of two years of experience in compliance or financial services is preferred.
  • Strong understanding of AML regulations and the associated governance and control frameworks.
  • Self-motivated individual with excellent interpersonal skills, both verbal and written.
  • Exceptional organizational and analytical abilities with a keen eye for detail.
  • Capability to manage multiple projects simultaneously.
  • Proficient in Microsoft Office applications.

Work Environment

  • This position operates in a hybrid work setting, combining both in-office and remote work.

At the Canadian Imperial Bank of Commerce, we prioritize a culture of risk management where every employee is encouraged to exceed expectations and proactively identify and mitigate risks in their daily tasks. All employees are expected to uphold the highest standards of conduct and compliance with our established policies and frameworks.

What We Offer

We are committed to fostering an inclusive workplace where all employees feel valued and empowered. Our offerings include competitive compensation, a comprehensive benefits package, and opportunities for professional growth and development.

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