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Senior AML Risk Assessment Officer

2 months ago

Chicago, Illinois, United States Canadian Imperial Bank of Commerce Full time

Position Overview

The role of the Enhanced Due Diligence Officer is pivotal in executing comprehensive assessments of potentially high-risk clientele. This involves a thorough examination of onboarding documentation, external investigations, negative press, Politically Exposed Persons (PEP) exposure, expected activities, and associated parties to establish a definitive customer risk classification.

Key Responsibilities

  • Conduct enhanced due diligence across various customer segments in the United States, with a significant emphasis on Alternative Investment Funds.
  • Collaborate with various stakeholders including business units, sanctions teams, reputational risk, and legal departments to determine the appropriate actions based on the customer's profile.
  • Regularly update and refine operational procedures and job aids, providing insights on best practices and improvements to ensure adherence to regulatory standards.
  • Build and maintain strong, cooperative relationships with members of the US AML, Enterprise AML, and US Risk Management teams.

Decision-Making Authority

This position plays a crucial role in the US AML group, recommending enhancements to the enhanced due diligence protocols to ensure that all relevant regulatory obligations are documented and that processes are developed and executed in the most efficient manner to achieve compliance and effective risk management.

Qualifications and Skills

  • Preferred experience in AML/BSA investigations.
  • General familiarity with alternative investment clientele is advantageous.
  • A bachelor's degree in a relevant field (e.g., pre-law, political science, criminal justice, economics, finance, accounting) along with a minimum of two years of demonstrated experience in compliance or financial services is preferred.
  • Strong understanding of AML regulations and associated governance and control requirements.
  • Highly motivated, disciplined self-starter with exceptional interpersonal abilities, including both verbal and written communication skills.
  • Excellent organizational and analytical capabilities with a keen attention to detail.
  • Ability to manage multiple projects simultaneously.
  • Proficient in Microsoft Office applications.

Work Environment

  • This role operates in a hybrid model, combining in-office and remote work.

As part of the Canadian Imperial Bank of Commerce, the incumbent is expected to embody and promote a strong risk culture, ensuring adherence to the CIBC Code of Conduct and all applicable policies and procedures.

What We Offer

At CIBC, we prioritize your professional aspirations. We focus on your strengths and ambitions as an employee, striving to create opportunities that allow you to realize your potential. We aim to provide a fulfilling career experience.

  • We recognize your contributions through competitive compensation, incentive programs, banking benefits, a comprehensive benefits package, vacation offerings, wellness support, and our MomentMakers recognition program.
  • Our workspaces and technological resources facilitate collaboration among talented individuals to develop innovative solutions that benefit our clients.
  • We foster a culture that encourages you to pursue your ambitions through initiatives like Purpose Day, a dedicated paid day off for personal growth and development.

Important Information

  • CIBC is committed to fostering an inclusive environment where all team members and clients feel a sense of belonging. We welcome applicants with diverse abilities and provide an accessible candidate experience.
  • Applicants must be legally eligible to work in the specified locations and possess any necessary work or study permits.
  • We may require candidates to complete assessments and skills tests as part of the application process.