Regulatory Onboarding Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

Job Title: Client Onboarding ExpertAbout the Role:This is a unique opportunity to join Michael Page as a Client Onboarding Expert, working closely with a prominent Japanese financial institution in Midtown NYC. The ideal candidate will possess exceptional analytical skills, strong attention to detail, and excellent communication skills.Job Description:The...

About the RoleWe are hiring a Client Onboarding Expert to oversee the onboarding process for new clients at Arch. As a key member of our team, you will be responsible for developing personalized onboarding plans and ensuring their successful execution.The ideal candidate will possess strong problem-solving skills, excellent communication abilities, and a...

Are you a motivated and results-driven individual looking to take your career to the next level? Join Unit Corporation as an Implementations Specialist and play a key role in shaping the future of financial services!About the OpportunityWe're seeking an experienced professional with a passion for fintech and customer success. As an Implementations...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...

About the Role">We are seeking a highly skilled Enterprise Onboarding Specialist to join our team. The ideal candidate will have a strong understanding of regulatory compliance and financial services, as well as excellent communication and collaboration skills.Your Key Responsibilities:Support the second line review of the Business's activities to manage...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

Job SummaryWe are seeking a highly skilled Regulatory Policy Expert to join our team at Barclays. As a key member of our financial risk management team, you will be responsible for developing and implementing financial policies that comply with applicable laws and regulations.About the RoleDevelop and assess financial policies and standards to ensure...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Job DescriptionCitigroup, Inc. is seeking a highly skilled Regulatory Engagement Expert to join its Finance Regulatory Engagement & Oversight team. As a key member of this team, you will drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities.The ideal candidate will have 10+ years of relevant experience in...

Cantor Fitzgerald L.P., a leading global financial services firm, is seeking a highly motivated and detail-oriented Prime Brokerage Onboarding Specialist to join our dynamic team.The ideal candidate will be responsible for managing the onboarding process across equities, fixed income, swap, clearing, and digital assets, delivering a seamless client...

Key ResponsibilitiesIn this Financial Services Regulatory Expert role, you will be responsible for reviewing and preparing accurate and complete regulatory reporting filings, liaising with other operations teams, resolving issues, and taking on special projects or tasks as assigned. You will also support research of new regulatory requirements and educate...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

About the RoleThe Senior Director and RSA Advisor will provide expert legal and policy advice to the Enforcement Department on all aspects pertaining to Enforcement's contractual services on behalf of the RSA Exchanges. This role requires a deep understanding of each RSA Exchange's rules, programs, and priorities.

We are seeking a Regulatory Affairs Expert to join our team at PGM TEK, Inc. This is a full-time position that offers a competitive salary of $95,000 - $130,000 per year.Key ResponsibilitiesThe successful candidate will be responsible for reviewing reports produced by the TSS system (Trade Support System) and InteliClear (IC) trade processing systems and...

Job SummaryWe are seeking a highly skilled Fixed Income Regulatory Expert to join our team at Michael Page. This is an exciting opportunity for a professional with experience in fixed income surveillance and advisory to take on a key role in ensuring the firm's compliance.About the RoleThe successful candidate will be responsible for overseeing the fixed...