Regulatory Compliance Expert

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, catering to managers in various capacities.As a seasoned compliance professional, you will oversee the execution and continuous improvement of our clients' compliance programs, ensuring they meet SEC requirements and best practices.You will work closely with private equity...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Join Our Team:  FINRA is seeking a highly skilled Regulatory Compliance Expert to join our Member Supervision Operations team. In this role, you will work closely with key stakeholders to develop and implement regulations and ensure compliance.Main Responsibilities:  • Develop and implement departmental policies, procedures, and guidance  •...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

About Us: Sia Partners is a forward-thinking management consulting firm that combines artificial intelligence and design capabilities to deliver exceptional value to our clients. With a global presence in 19 countries, we provide expert solutions to over 30 sectors and services, optimizing client projects worldwide.">Why Work with Us?Excellence: We strive...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

Job OverviewAs a key member of our team at Technogen International Company, you will play a pivotal role in ensuring regulatory compliance across our financial operations. Your expertise in navigating complex regulatory landscapes will be instrumental in driving business growth while maintaining the highest standards of ethics and integrity.About the...

MarketAxess is a leading financial market platform that empowers digital transformation, fostering transparency, efficiency, and competition in the industry. As we continue to expand globally, we seek an experienced Assistant Chief Compliance Officer to join our regulatory compliance team.This key position will report directly to the firm's Chief Compliance...

About the RoleTheStaffed is currently seeking a Wholesale Lending Regulatory Compliance Expert to join our team. As a key member of our commercial banking unit, you will be responsible for supporting the establishment and remediation of wholesale loans across two distinct project phases: Baseline Establishment (Phase 1) and Collateral Remediation (Phase...

Job SummaryWe are seeking an experienced Senior VP Project Management to lead our compliance function. The ideal candidate will have a strong background in securities compliance, operations, finance, and regulatory reporting.$120,000 - $180,000 per annum

Athari seeks a seasoned Regulatory Compliance Lead to oversee regulatory approval, submission, and policy processes. This critical role ensures compliance with applicable requirements for all lines of business. Estimated salary: $125,000 - $170,000.ResponsibilitiesContribute to the annual risk assessment, collaborating with Compliance teams, to identify...

Responsibilities:Draft, review, and negotiate complex legal documents, including Business Associate Agreements (BAAs), Non-Disclosure Agreements (NDAs), Vendor Agreements, Master Services Agreements (MSAs) and Provider Participation Agreements.Manage the contract lifecycle management system to ensure streamlined workflows, compliance, and efficient...

Key ResponsibilitiesIn this role, you'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. Your primary objective will be to assist the firm in preventing, detecting and mitigating compliance, regulatory, and reputational risk within Asset Management by articulating and...

Brex is a leading AI-powered spend platform that empowers companies to spend with confidence. As our Compliance Manager, you will play a critical role in ensuring compliance with regulatory requirements and internal policies.Job SummaryThis role involves managing compliance activities related to core compliance program processes and frameworks, ensuring Brex...

We are looking for a highly skilled Compliance Manager to join our team at Brex. In this role, you will be responsible for ensuring compliance with regulatory requirements and internal policies. With 5+ years of experience in compliance management, preferably in financial services, you will develop and enhance the organization's compliance program to align...

Job SummaryThe Senior Manager, Regulatory Intelligence role at Global Relay is a key position that requires a seasoned expert in regulation and compliance within the financial services industry. As a market-facing thought leader, you will leverage your extensive background to enhance our brand value both internally and externally.This role involves...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...