Derivatives Regulatory Expert
3 weeks ago
We are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.
Job SummaryThe ideal candidate will be responsible for implementing and maintaining a comprehensive compliance framework across various initiatives, providing expert advice on regulatory interpretation and compliance issues, and collaborating with internal teams to ensure effective risk management.
Responsibilities- Implement and maintain a comprehensive compliance framework across various initiatives
- Provide expert advice on regulatory interpretation and compliance issues
- Collaborate with internal teams to ensure effective risk management
- Minimum 5 years of experience in compliance and/or securities exchange, regulator, law firm, or hedge fund
- Expertise in providing advice on regulatory interpretation and compliance issues
- In-depth knowledge of relevant regulatory and reputational issues
- A competitive base salary of $160,000 - $220,000 per annum
- A range of benefits, including medical, prescription drug, dental, vision, health savings account, dependent day care savings account, life insurance, disability insurance, paid time off, holidays, 401(k), short/long-term disability, and other perks
- A hybrid and flexible working arrangement
- An employee assistance program with counselling and coaching services
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New York, New York, United States Scotiabank Full timeRequired Skills and QualificationsTo succeed in this role, you will need to possess strong analytical skills and be able to thrive in a challenging and collaborative working environment. The following skills and qualifications are essential:A minimum 0 years work experience in options trading or internship in derivatives trading desk is highly valuedA Master...
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New York, New York, United States OSTTRA Full timeAbout the RoleThe Client Services team at OSTTRA provides day-to-day operational customer support for all derivative confirmation services within the company. This team works closely with Product Management, Client Success, Business Development, and IT to ensure timely and accurate responses to customer implementation and regulatory requests.Key...
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