Regulatory Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...

Citigroup is seeking a highly skilled Regulatory Affairs Expert to join our team in New York. As a key member of our regulatory team, you will play a critical role in maintaining and maturing our relationship with regulatory agencies.This exciting opportunity requires a strong background in technology risk or control functions, with experience working in a...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

About the RoleWe are seeking a Regulatory Onboarding Expert to join our Enterprise Onboarding team at Uphold. In this role, you will be responsible for managing compliance risks and ensuring adherence to regulatory requirements. You will conduct thorough reviews of client documentation, including KYC information, legal agreements, and other relevant...

Job SummaryWe are seeking a highly skilled Regulatory Policy Expert to join our team at Barclays. As a key member of our financial risk management team, you will be responsible for developing and implementing financial policies that comply with applicable laws and regulations.About the RoleDevelop and assess financial policies and standards to ensure...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Job DescriptionCitigroup, Inc. is seeking a highly skilled Regulatory Engagement Expert to join its Finance Regulatory Engagement & Oversight team. As a key member of this team, you will drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities.The ideal candidate will have 10+ years of relevant experience in...

At Sumitomo Mitsui Financial Group, Inc., we are seeking a highly experienced Financial Regulatory Expert to join our Legal Department. As a key member of our team, you will provide critical advice on U.S. bank regulatory matters to our business and control functions. Your expertise will be invaluable in helping us navigate the complex landscape of banking...

Key ResponsibilitiesIn this Financial Services Regulatory Expert role, you will be responsible for reviewing and preparing accurate and complete regulatory reporting filings, liaising with other operations teams, resolving issues, and taking on special projects or tasks as assigned. You will also support research of new regulatory requirements and educate...

Join Our Team:  FINRA is seeking a highly skilled Regulatory Compliance Expert to join our Member Supervision Operations team. In this role, you will work closely with key stakeholders to develop and implement regulations and ensure compliance.Main Responsibilities:  • Develop and implement departmental policies, procedures, and guidance  •...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

Job Description:You will be a valuable member of our global Product Legal team, helping our rapidly growing business navigate an increasingly complex regulatory landscape. As a multi-regional expert, you will support our product and partnership strategy, advising on complex technology transactions in EMEA and APAC. You will build strong business...

Job SummaryWe are seeking a highly experienced journalist to join our team as a Senior Journalist - Regulatory Expert. In this role, you will be responsible for covering breaking news on proposed regulations, enterprise stories, and national trends.

About Us: Sia Partners is a forward-thinking management consulting firm that combines artificial intelligence and design capabilities to deliver exceptional value to our clients. With a global presence in 19 countries, we provide expert solutions to over 30 sectors and services, optimizing client projects worldwide.">Why Work with Us?Excellence: We strive...

We are seeking a Regulatory Affairs Expert to join our team at PGM TEK, Inc. This is a full-time position that offers a competitive salary of $95,000 - $130,000 per year.Key ResponsibilitiesThe successful candidate will be responsible for reviewing reports produced by the TSS system (Trade Support System) and InteliClear (IC) trade processing systems and...

About the RoleThe Senior Director and RSA Advisor will provide expert legal and policy advice to the Enforcement Department on all aspects pertaining to Enforcement's contractual services on behalf of the RSA Exchanges. This role requires a deep understanding of each RSA Exchange's rules, programs, and priorities.

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...