Compliance and Regulatory Reporting Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

Job SummaryWe are seeking a highly skilled Regulatory Reporting Specialist to join our team at Genesis Resources. This is a unique opportunity for someone to utilize their knowledge of commercial lines products and regulatory requirements to drive business growth.About the RoleThis role will require expertise in handling regulatory reporting requirements,...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

Job Title: Insurance Compliance Expert for Regulatory ExcellenceLocation: NYC – Hybrid MustDuration: 6+ monthsEstimated Salary: $120-$160 per hour based on market rates and experience in insurance compliance.Job OverviewWe are seeking an experienced Insurance Compliance Expert to ensure our company remains compliant with evolving insurance regulations and...

Job OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...

Job SummaryWe are seeking an experienced Senior VP Project Management to lead our compliance function. The ideal candidate will have a strong background in securities compliance, operations, finance, and regulatory reporting.$120,000 - $180,000 per annum

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

About Genesis Resources: Our company is a growing specialty lines carrier that requires someone to handle much of our Regulatory Reporting requirements.">We offer a $80,000 - $110,000 per year salary for this role. Any experience with SQL and manipulating large data sets would be beneficial.">Job Description: This role requires good knowledge of commercial...

As a Financial Data Expert at Arrayo, you will be responsible for ensuring the accuracy and integrity of regulatory reporting data. This involves conducting comprehensive analysis, collaborating with cross-functional teams, and identifying discrepancies in regulatory reports.Responsibilities:Perform data mapping analysis to identify the origin,...

EXPERIENCED COMPLIANCE PROFESSIONALNew York, NY5 Days onsite in Downtown ManhattanThe RoleEast End Resources seeks a seasoned Compliance Analyst to join their legal and compliance team.The primary responsibilities of the team include establishing, implementing, and maintaining policies and procedures to ensure compliance with regulatory obligations.Tasks...

Job Overview:We are seeking a Regulatory Compliance Specialist to join our team in New York. The successful candidate will be responsible for ensuring compliance with FRB regulatory reporting requirements and will have a strong understanding of corporate banking/treasury banking business knowledge.The ideal candidate will have the following skills and...

We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team at Interparfums, Inc. The successful candidate will play a key role in ensuring the company's products comply with regulatory requirements globally.Job DescriptionThe Senior Regulatory Compliance Specialist will be responsible for leading the product submission process,...

Job OverviewThe City of New York's Department of Homeless Services (DHS) is seeking a highly skilled Regulatory Counsel to serve as a key member of the Office of Regulatory Compliance and Accountability (ORCA). This role plays a critical part in ensuring that DHS facilities comply with statutory, regulatory, and contractual obligations.Key...

Role Description:We are seeking an experienced Regulatory Reporting Project Lead to join our team in New York City. This 6-month contract position is an excellent opportunity for a seasoned professional with expertise in CFTC regulations and trade reporting within the hedge fund industry. The ideal candidate will develop and implement effective CFTC trade...

Senior Regulatory Counsel Opportunity at The Farmer's DogWe are seeking a highly motivated Senior Regulatory Counsel to join our fast-growing legal team at The Farmer's Dog. As a key member of our legal department, you will play a crucial role in ensuring federal, state, and local compliance with regulatory issues across the organization.About the RoleManage...

As a Compliance Expert at Ankura Consulting Group, LLC, you will have the opportunity to lead Client engagements and serve as a Subject Matter Expert in AML / BSA / OFAC, and Consumer protection. This role requires at least 10 years of related experience in regulatory environments, with a focus on Governance, Risk and Compliance.The ideal candidate will have...

Regulatory Compliance Specialist for Investment BankingWe are seeking a highly skilled Regulatory Compliance Specialist to ensure regulatory compliance, oversee filing requirements, and maintain effective supervisory controls within the investment banking division.Main Responsibilities:Ensure all investment banking activities adhere to regulatory...