Regulatory Engagement Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

Job Description:As a key member of the team, you will be responsible for maintaining relationships and interactions with regulators through the execution of the overall strategy for regulatory engagement and enterprise-wide standards. This includes managing regulatory examinations, inquiries, and meetings.Key ResponsibilitiesServing as the primary point of...

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

Job Summary We are seeking a highly skilled Senior Regulatory Engagement Specialist to join our team at Citigroup, Inc. in New York. The ideal candidate will have 6-10+ years of experience in financial services, regulatory engagement or consulting, with a strong background in writing and copy-editing. About the Role As a Senior Regulatory Engagement...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...

Job OverviewThis role is part of the Finance Regulatory Engagement & Oversight team, responsible for facilitating interactions with regulators across Citi's Finance function, advising internal stakeholders on strategic insights, delivering common tools, and templates to support best-in-class regulatory engagement and communications.The successful candidate...

Citigroup, Inc. is seeking a highly skilled Senior Regulatory Engagement Manager to join our team in a key leadership role. As a Senior Regulatory Engagement Manager, you will be responsible for promoting, supporting, monitoring, and reporting on Citi's interactions with its Prudential regulators.Key ResponsibilitiesCoordinate and manage events related to...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

Job SummaryWe are seeking a highly skilled Regulatory Policy Expert to join our team at Barclays. As a key member of our financial risk management team, you will be responsible for developing and implementing financial policies that comply with applicable laws and regulations.About the RoleDevelop and assess financial policies and standards to ensure...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

About the RoleTheStaffed is currently seeking a Wholesale Lending Regulatory Compliance Expert to join our team. As a key member of our commercial banking unit, you will be responsible for supporting the establishment and remediation of wholesale loans across two distinct project phases: Baseline Establishment (Phase 1) and Collateral Remediation (Phase...

Key ResponsibilitiesIn this Financial Services Regulatory Expert role, you will be responsible for reviewing and preparing accurate and complete regulatory reporting filings, liaising with other operations teams, resolving issues, and taking on special projects or tasks as assigned. You will also support research of new regulatory requirements and educate...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

**About the Role**We are seeking a highly motivated and experienced Chief Compliance Officer - Privacy Regulatory Expert to join our Global Privacy & Regulatory Affairs team. As a key member of this team, you will play a critical role in handling and overseeing legal privacy and regulatory matters pertaining to TikTok's global operations.The ideal candidate...

We are seeking a Regulatory Affairs Expert to join our team at PGM TEK, Inc. This is a full-time position that offers a competitive salary of $95,000 - $130,000 per year.Key ResponsibilitiesThe successful candidate will be responsible for reviewing reports produced by the TSS system (Trade Support System) and InteliClear (IC) trade processing systems and...

Job SummaryWe are seeking a highly skilled Fixed Income Regulatory Expert to join our team at Michael Page. This is an exciting opportunity for a professional with experience in fixed income surveillance and advisory to take on a key role in ensuring the firm's compliance.About the RoleThe successful candidate will be responsible for overseeing the fixed...

Job Title: Financial Sanctions AnalystLocation: Midtown NYCSalary: $120,000 - $180,000 per year (dependent on experience)About the RoleWe are looking for a highly experienced Financial Sanctions Analyst to join our team at Michael Page. As a key member of our advisory team, you will be responsible for providing expert guidance on sanctions compliance...