Financial Services Regulatory Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

At Sumitomo Mitsui Financial Group, Inc., we are seeking a highly experienced Financial Regulatory Expert to join our Legal Department. As a key member of our team, you will provide critical advice on U.S. bank regulatory matters to our business and control functions. Your expertise will be invaluable in helping us navigate the complex landscape of banking...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

Job SummaryWe are seeking a highly skilled Legal Counsel to join our Markets and Post-Trading Unit. In this role, you will be responsible for supervising regulated markets, monitoring market evolutions, and representing the FSMA at European regulatory bodies.ResponsibilitiesYour responsibilities will include:Supervising regulated markets, multilateral...

Job SummaryWe are seeking a highly skilled Regulatory Policy Expert to join our team at Barclays. As a key member of our financial risk management team, you will be responsible for developing and implementing financial policies that comply with applicable laws and regulations.About the RoleDevelop and assess financial policies and standards to ensure...

About the CompanyThe Financial Industry Regulatory Authority (FINRA) is a leading regulator in the financial industry. We are committed to ensuring investor protection and promoting market integrity.Your RoleAs the Senior Director and RSA Advisor, you will play a critical role in providing expert legal and policy advice to the Enforcement Department. Your...

About the JobWe are seeking a highly skilled Financial Services Business Expert to join our team at Experis. As a key member of the Risk and Regulatory Applications team, you will be responsible for delivering CCR initiatives and enhancements related to MRA's, MRIAs, other Regulatory mandates, new business growth, and overall development of a robust CCR...

About the RoleThe Senior Director and RSA Advisor will provide expert legal and policy advice to the Enforcement Department on all aspects pertaining to Enforcement's contractual services on behalf of the RSA Exchanges. This role requires a deep understanding of each RSA Exchange's rules, programs, and priorities.

Data Governance Expert Job DescriptionThe Financial Services Data Governance Expert is a senior level role responsible for managing a team that facilitates all aspects of the Enterprise Data Governance Strategy. This includes defining the enterprise data governance strategy, managing data risk and control framework, and driving progress towards regulatory...

As a Branch Ambassador at Capital One Services, LLC, you'll play a key role in delivering exceptional customer experiences and achieving business objectives. We're seeking highly motivated individuals who are passionate about helping others and committed to excellence.About the Role:This is a dynamic and challenging role that requires strong communication...

We're looking for a highly skilled bookkeeping and financial services professional to join our team at Diversified Financial Services! In this role, you'll have the opportunity to provide expert bookkeeping and financial services to clients, including preparing financial statements, reconciliations, and other financial documents.About the Role:Prepare...

Job DescriptionCitigroup, Inc. is seeking a highly skilled Regulatory Engagement Expert to join its Finance Regulatory Engagement & Oversight team. As a key member of this team, you will drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities.The ideal candidate will have 10+ years of relevant experience in...

Job SummaryWe are seeking a highly experienced Senior Legal Counsel to join our Capital Markets litigation team. As a key member of our team, you will provide legal and regulatory advice on products, initiatives, strategies, policies, and developments for BMO Financial Group.This role requires a deep understanding of the financial services industry and its...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

Regulatory Risk Leadership OpportunityCitigroup, Inc. invites applications for a Senior Vice President position in our Finance Chief Risk Office (Finance CRO), overseeing Capital and RWA Oversight. As a critical member of our risk management team, you will provide in-depth Basel experience and significant exposure to senior management.Key...

Job Title: Financial Sanctions AnalystLocation: Midtown NYCSalary: $120,000 - $180,000 per year (dependent on experience)About the RoleWe are looking for a highly experienced Financial Sanctions Analyst to join our team at Michael Page. As a key member of our advisory team, you will be responsible for providing expert guidance on sanctions compliance...

We are seeking an experienced Sales Development Manager to join our growing sales organization in North America. This role will drive revenue growth by securing new customers in mid/large financial services and Fintech companies.About the RoleIn this position, you will be responsible for developing and executing account plans to deliver maximum revenue...

The Tandym Group is a dynamic financial services firm based in New York City, seeking an exceptional Finance professional to lead their Regulatory Reporting team. As the Head of Regulatory Reporting Swap Dealer, you will play a critical role in managing the company's swap dealer financial and regulatory reporting framework.Key Responsibilities:Establish and...