Regulatory Compliance Expert

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

Job Title: Insurance Compliance Expert for Regulatory ExcellenceLocation: NYC – Hybrid MustDuration: 6+ monthsEstimated Salary: $120-$160 per hour based on market rates and experience in insurance compliance.Job OverviewWe are seeking an experienced Insurance Compliance Expert to ensure our company remains compliant with evolving insurance regulations and...

Job OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...

Job OverviewIQ-EQ is a leading provider of services to the alternative asset industry, working closely with managers across multiple capacities. As a Compliance Officer and Regulatory Affairs Expert, you will join our firm's compliance team in assessing, developing, implementing, and testing compliance programs for clients in the alternative and traditional...

Job SummaryWe are seeking an experienced Senior VP Project Management to lead our compliance function. The ideal candidate will have a strong background in securities compliance, operations, finance, and regulatory reporting.$120,000 - $180,000 per annum

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

Job OverviewThe City of New York's Department of Homeless Services (DHS) is seeking a highly skilled Regulatory Counsel to serve as a key member of the Office of Regulatory Compliance and Accountability (ORCA). This role plays a critical part in ensuring that DHS facilities comply with statutory, regulatory, and contractual obligations.Key...

Senior Regulatory Counsel Opportunity at The Farmer's DogWe are seeking a highly motivated Senior Regulatory Counsel to join our fast-growing legal team at The Farmer's Dog. As a key member of our legal department, you will play a crucial role in ensuring federal, state, and local compliance with regulatory issues across the organization.About the RoleManage...

As a Compliance Expert at Ankura Consulting Group, LLC, you will have the opportunity to lead Client engagements and serve as a Subject Matter Expert in AML / BSA / OFAC, and Consumer protection. This role requires at least 10 years of related experience in regulatory environments, with a focus on Governance, Risk and Compliance.The ideal candidate will have...

We're on a mission to revolutionize pet care at The Farmer's Dog. As a highly motivated Regulatory Counsel, you'll play a pivotal role in ensuring our operations align with the latest regulations and laws.About The RoleAs Senior Counsel, Regulatory, you will:Provide proactive and practical advice to internal stakeholders on regulatory issuesMaintain...

About the RoleThis is a hybrid position that can be based in any First Citizens location.The Regulatory Compliance Transformation Expert - Enterprise Risk Management will serve as an internal consultant and drive outcomes by providing personal leadership and consultation towards process improvement efforts across the Credit Risk spectrum of the bank, with a...

**About the Role**We are seeking a highly motivated and experienced Chief Compliance Officer - Privacy Regulatory Expert to join our Global Privacy & Regulatory Affairs team. As a key member of this team, you will play a critical role in handling and overseeing legal privacy and regulatory matters pertaining to TikTok's global operations.The ideal candidate...

EXPERIENCED COMPLIANCE PROFESSIONALNew York, NY5 Days onsite in Downtown ManhattanThe RoleEast End Resources seeks a seasoned Compliance Analyst to join their legal and compliance team.The primary responsibilities of the team include establishing, implementing, and maintaining policies and procedures to ensure compliance with regulatory obligations.Tasks...

We are seeking a highly skilled Senior Regulatory Compliance Specialist to join our team at Interparfums, Inc. The successful candidate will play a key role in ensuring the company's products comply with regulatory requirements globally.Job DescriptionThe Senior Regulatory Compliance Specialist will be responsible for leading the product submission process,...

PIMCO is a global leader in active fixed income with deep expertise across public and private markets.Job SummaryWe are seeking a Senior Compliance Officer to join our global compliance team within the Legal and Compliance Department, focusing on the U.Registered Funds 38a-1 compliance program.Main Responsibilities:Implement and adapt the compliance program...

Job SummaryWe are seeking a highly skilled Regulatory Reporting Specialist to join our team at Genesis Resources. This is a unique opportunity for someone to utilize their knowledge of commercial lines products and regulatory requirements to drive business growth.About the RoleThis role will require expertise in handling regulatory reporting requirements,...

About Genesis Resources: Our company is a growing specialty lines carrier that requires someone to handle much of our Regulatory Reporting requirements.">We offer a $80,000 - $110,000 per year salary for this role. Any experience with SQL and manipulating large data sets would be beneficial.">Job Description: This role requires good knowledge of commercial...