Lead Auditor

2 weeks ago


Greenville, North Carolina, United States CFA Institute Full time

Work Location:
United States of America

Hours:
40

Pay Details:
$63,540 - $95,310 USD

Line of Business:
Audit

Job Overview:


The Senior Auditor plays a pivotal role in executing and documenting audit procedures for designated audits, primarily concentrating on critical audit areas.

This position involves participation in various stages of audit planning and may include leading less complex audits or projects. The Senior Auditor independently evaluates control design and operational effectiveness during audits and provides mentorship to junior auditors.

Key Responsibilities:
  • Conduct assigned audit test steps, follow up on findings, and document work in the database.
  • Engage in discussions regarding audit reports with relevant business lines.
  • Contribute to the planning phases of audits.
  • Receive coaching and feedback from the supervising manager.
  • Obtain necessary training to enhance professional skills.
  • Exercise discretion and professional judgment in assessing controls.
  • Deliver on-the-job training to team members.
  • Offer recommendations to management concerning the control environment.
  • Participate in post-audit critique meetings.
  • Develop skills to foster relationships within and outside the audit team.
  • Embody TD leadership Core Values and acknowledge team contributions.
  • Support the implementation of departmental improvement initiatives.

Qualifications:
  • Bachelor's degree.
  • 1-3 years of relevant experience.
  • Proficient in PC skills (MS Office Suite).
  • Basic oral and written communication skills.
  • Foundational critical thinking, problem-solving, and conflict resolution abilities.
  • Willingness to travel up to 25%.
  • Able to work independently and collaboratively.
  • Timely and accurate completion of tasks.
  • Quickly escalate issues and delays.
  • Adapt to shifting priorities.
  • Develop risk-based decision-making skills.
  • Basic understanding of laws and regulations in the banking sector.
  • Proficient functional audit knowledge and skills.
  • Growing expertise in the assigned subject matter.
  • Relevant certification is preferred.
  • Effectively manage competing priorities.
  • Thrives in a fast-paced and challenging environment.
  • Assist with various projects and division initiatives as needed.

Preferred Qualifications:
  • CPA, CFA, or CIA Certification.
  • Knowledge of Capital Management and Stress Testing.

About CFA Institute:


CFA Institute is a leading global association of investment professionals, dedicated to promoting the highest standards of ethics, education, and professional excellence.

We strive to provide exceptional experiences to our members and the broader financial community.

Our dedicated team of professionals is committed to fostering an environment of growth and collaboration.

We are guided by our mission to empower investors and promote the integrity of financial markets.


Our Total Rewards Package:


Our Total Rewards package reflects our commitment to the well-being of our colleagues and their families, encompassing financial, physical, and mental health support.

This includes competitive salaries, variable compensation, health benefits, retirement programs, paid time off, and opportunities for career development and recognition.


Additional Information:
We appreciate your interest in a career with CFA Institute.

Through ongoing development conversations, training programs, and a comprehensive benefits plan, we are dedicated to supporting our colleagues in achieving their professional and personal goals.



  • Greenville, South Carolina, United States Pivotal Solutions Full time

    OverviewPivotal Solutions is seeking a Lead IT Compliance Auditor to join our dynamic team. This role is essential in ensuring the integrity and security of our information systems.Key ResponsibilitiesEducational Background: A Bachelor's degree in Computer Science, Management of Information Systems, Accounting, or a related discipline; or equivalent...


  • Greenville, South Carolina, United States United Community Bank Full time

    Senior Internal AuditorWe are seeking a highly skilled Senior Internal Auditor to play a critical role in ensuring the integrity and efficiency of our operations at United Community Bank.Key Responsibilities:Conduct thorough and independent audits to identify areas for improvement and ensure compliance with policies and procedures.Develop and implement audit...

  • Taxation Lead

    2 weeks ago


    Greenville, North Carolina, United States Jobot Full time

    Taxation Manager with Future Partnership OpportunitiesJobot is a leading CPA firm focused on delivering tax solutions tailored for small enterprises, real estate stakeholders, manufacturers, and affluent clients. Our mission is to provide customized financial strategies that effectively reduce tax burdens while enhancing profitability.We are in search of a...


  • Greenville, South Carolina, United States Advanced Automation Consulting Full time

    Job OverviewThis is a direct-hire opportunity.Advanced Automation Consulting is in search of a Lead IT Audit Specialist to join our esteemed financial services client. This role presents a chance to be part of a dynamic team within a rapidly expanding organization. The position will primarily be based on-site at the state-of-the-art headquarters.KEY...

  • Lead Tax Strategist

    2 weeks ago


    Greenville, North Carolina, United States Jobot Full time

    Tax Manager with Partnership AspirationsJobot is a prominent CPA firm dedicated to providing tax solutions tailored for small enterprises, real estate stakeholders, manufacturers, and affluent clients. Our mission is to deliver customized financial strategies that effectively reduce tax burdens while enhancing profitability.We are seeking a Tax Manager who...


  • Greenville, South Carolina, United States Fluor Full time

    Company Overview:At Fluor, we take pride in our ability to design and construct projects while nurturing careers. Our success hinges on assembling teams that reflect the diversity of the projects we undertake.We are dedicated to creating a workplace that champions Diversity, Equity, and Inclusion (DE&I), ensuring that our employees and stakeholders reap the...

  • Taxation Supervisor

    2 weeks ago


    Greenville, North Carolina, United States Jobot Full time

    Taxation Lead with Future Partnership OpportunitiesJobot is a well-regarded CPA firm that focuses on delivering tax solutions for small enterprises, real estate stakeholders, manufacturers, and affluent clients. They are dedicated to providing tailored financial strategies that aim to reduce tax obligations while enhancing profitability.We are in search of a...


  • Greenville, South Carolina, United States CommunityWorks Full time

    Organization Overview: CommunityWorks is a non-profit certified Community Development Financial Institution (CDFI) and an SBA microlender dedicated to fostering financial equity by providing resources that promote small business development, entrepreneurship, and homeownership. Our initiatives, expertise, and collaborations collectively contribute to...


  • Greenville, South Carolina, United States SVI Recruiting Group Full time

    Chief Financial Officer (CFO)SVI Recruiting Group is seeking an experienced Chief Financial Officer (CFO) to spearhead financial initiatives and facilitate strategic advancement. As an integral part of the executive team, you will oversee the organization’s financial stability, ensure adherence to regulations, and collaborate with various departments to...


  • Greenville, South Carolina, United States Fluor Full time

    Job DescriptionFluor is seeking a highly experienced and skilled Director of Quality Assurance and Nuclear Industry Compliance to join our team. This is a critical role that requires a strong understanding of quality assurance principles and practices, as well as expertise in nuclear industry regulations and compliance.Key Responsibilities:Develop and...


  • Greenville, South Carolina, United States Wyndham Hotels & Resorts Full time

    Job SummaryThis position is responsible for assisting the general manager with the daily operations of the hotel to maintain standards for guest satisfaction, employee satisfaction, quality assurance, and asset protection while managing costs within budget.Key ResponsibilitiesSupport sales efforts as directed by the Regional Vice President and the corporate...

  • Senior Audit Manager

    2 weeks ago


    Greenville, South Carolina, United States Elliott Davis Full time

    ABOUT US Elliott Davis combines innovative tax, assurance, and consulting solutions with a premier workplace culture. Our offices, situated in some of the most rapidly expanding cities in the United States, are founded on principles of inclusivity, teamwork, and mutual growth. We strive daily to deliver outstanding service to our employees, clients, and...

  • Senior IT Auditor

    3 months ago


    Greenville, United States United Community Bank Full time

    Job Title: Senior IT Auditor (Full-time & Non-remote)Reports To: Senior Director IT AuditDirect Reports: VariesSalary Grade:11SUMMARY The Senior IT Auditor has primary responsibility for executing assurance work of information technology systems and processes including testing of internal controls, procedures, and risk management systems in assigned areas....

  • Senior IT Auditor

    2 weeks ago


    Greenville, United States United Community Bank Full time

    Job Title: Senior IT Auditor (Full-time & Non-remote)Reports To: Senior Director IT AuditDirect Reports: VariesSalary Grade:11SUMMARY The Senior IT Auditor has primary responsibility for executing assurance work of information technology systems and processes including testing of internal controls, procedures, and risk management systems in assigned areas....


  • Greenville, United States TD Bank N.A Full time

    The Senior Auditor is responsible to perform and document audit test steps for assigned audits and is generally focused on more critical areas of the audit. The Senior Auditor participates in some aspects of planning of audits and may lead less compl Auditor, Audit, Treasury, Senior, Skills, Accounting, Banking


  • Greenville, United States Motion Recruitment Full time

    A leading engineering client of ours based from Greenville, SC is seeking an Information Technology Auditor to join their IT Audit and Compliance team. For this role, you would be focused on supporting IT regulatory audits such as SOX. **This position is a Long term contract, and is based from Greenville, SC in a Hybrid Remote...


  • Greenville, United States L3 Harris Full time

    Job Title: Quality Control Auditor – Specialist, Quality (Manufacturing) Job Code: 14563 Job Location: Greenville, Texas Schedule: 3/12 F-S Job Description: Position is for a Quality Specialist (Quality Control Auditor). Responsible for the design, development and implementation of standards, methods, and procedures for inspecting, testing, and...

  • Night Auditor

    4 weeks ago


    Greenville, United States Cambria Hotel Greenville Full time

    Job DescriptionJob DescriptionRaines Co. - Your Future is NowPosition Summary: Supports the successful execution of all operations in the hotel operations departments primarily responsible for front desk though other departments may be included. Ensures that standards and procedures are being followed. Leads specific team(s) while assisting with meeting or...


  • Greenville, United States TD Bank N.A Full time

    The AML Financial Crime Risk Oversight Specialist acts as key business oversight lead and provides expert/specialized business guidance and 2nd line challenge and oversight to portfolios, businesses and functions on development, maintenance, and impl Risk, Management, Specialist, Wealth, Internal Auditor, Business Partner, Accounting, Banking


  • Greenville, United States Cambria Hotel Greenville Full time

    Raines Co. - Your Future is NowPosition Summary: Supports the successful execution of all operations in the hotel operations departments primarily responsible for front desk though other departments may be included. Ensures that standards and procedures are being followed. Leads specific team(s) while assisting with meeting or exceeding property goals. We...


  • Greenville, United States SVI Recruiting Group Full time

    Job DescriptionJob DescriptionChief Financial Officer (CFO)The Bank is seeking a qualified and experienced Chief Financial Officer (CFO) to lead our financial operations and strategic direction. As a key member of the senior leadership team, the CFO will be responsible for overseeing all aspects of the bank's financial health, ensuring regulatory...


  • Greenville, United States Fluor Full time

    At Fluor, we are proud to design and build projects and careers. This requires teams that are as unique as the projects we execute. We are committed to fostering a work environment that embraces Diversity, Equity, and Inclusion (DE&I) for all so our employees and stakeholders benefit from the creative solutions derived as a result of embracing...


  • Greenville, United States Vidant Health Full time

    Job Description ECU Health About ECU HealthECU Health is a mission-driven, 1,708-bed academic health care system serving more than 1.4 million people in 29 eastern North Carolina counties. The not-for-profit system is comprised of 13,000 team members, nine hospitals and a physician group that encompasses over 1,100 academic and community providers...


  • Greenville, United States Vidant Health Full time

    Job Description ECU Health About ECU Health ECU Health is a mission-driven, 1,708-bed academic health care system serving more than 1.4 million people in 29 eastern North Carolina counties. The not-for-profit system is comprised of 13,000 team members, nine hospitals and a physician group that encompasses over 1,100 academic and community providers...


  • Greenville, United States GreerWalker Full time

    Job Type Full-time Description GreerWalker is a prominent accounting and advisory firm serving privately owned middle-market companies and their owners. We serve and support the Charlotte and Greenville areas with a personal approach through our client work and through our community service culture. We have been recognized as one of the nation's "Best of the...


  • Greenville, United States GreerWalker Full time

    Job Type Full-time Description GreerWalker is a prominent accounting and advisory firm serving privately owned middle-market companies and their owners. We serve and support the Charlotte and Greenville areas with a personal approach through our client work and through our community service culture. We have been recognized as one of the nation's "Best of the...


  • Greenville, United States Nivalmi Consulting Full time $70,000 - $85,000

    Job DescriptionJob DescriptionExciting Opportunity: Sr. Staff Accountant at IPS Packaging & Automation in Greenville, SCAbout Us:IPS Packaging & Automation is a leader in providing innovative packaging solutions and automation technology. Located in Greenville, SC, we are dedicated to delivering excellence in every aspect of our business. We are currently...


  • Greenville, United States Nivalmi Consulting Full time

    Exciting Opportunity: Sr. Staff Accountant at IPS Packaging & Automation in Greenville, SCAbout Us: IPS Packaging & Automation is a leader in providing innovative packaging solutions and automation technology. Located in Greenville, SC, we are dedicated to delivering excellence in every aspect of our business. We are currently seeking a meticulous and...


  • Greenville, South Carolina, United States SVI Recruiting Group Full time

    Vice President of FinanceSVI Recruiting Group is in search of a highly qualified and seasoned Vice President of Finance to spearhead our financial operations and strategic initiatives. As an integral member of the executive leadership team, the Vice President of Finance will oversee all facets of the organization's financial well-being, ensuring adherence to...