Capital Markets Audit Specialist
2 weeks ago
Audit Associate
The Audit Associate is responsible for evaluating audited activities within financial institutions and their operational support for capital markets, structured finance, and corporate banking. This position entails conducting independent assessments and analyses of specific controls to fulfill audit objectives, along with assisting in the preparation of debriefing presentations and final reports for senior management.
Key Responsibilities:
- Execute audit planning and fieldwork independently as assigned
- Conduct interviews, testing, and analysis of control outcomes
- Identify and document strengths and weaknesses in audited sectors
- Maintain ongoing communication with auditees throughout the audit process
- Present audit findings and conclusions to management
Qualifications/Education Required:
- Bachelor's or Master's degree in accounting, finance, business, engineering, or a related discipline
- Preferred industry-recognized certification (CPA, CIA)
Experience Required:
- 2–5 years of experience in auditing or a similar control function within a banking environment
- Preferred in-depth knowledge of banking operations and products
Competencies Required:
- Strong analytical skills
- Excellent verbal and written communication abilities
- Capability to work independently under tight deadlines
- Team-oriented mindset
- Proficiency in Microsoft Word, Excel, and PowerPoint
- Fluency in English
- Basic proficiency in French is desirable
Skills & Knowledge Requirements:
- Understanding of auditing techniques or knowledge of banking activities related to trading, operations, and corporate lending
- Awareness of risks associated with banking and securities activities
- Preferred understanding of Capital Market strategies, products, processes, controls, and associated risks
Note: This role may necessitate business travel for extended periods.
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