Current jobs related to Capital Markets Audit Associate - New York, New York - Crédit Agricole CIB Limited
-
Capital Markets Expert
4 weeks ago
New York, New York, United States Cohen & Company Capital Markets Full timeAbout Cohen & Company Capital MarketsCohen & Company Capital Markets (CCM) is a rapidly growing boutique investment bank on Wall Street, dedicated to guiding clients through challenging markets and complex transactions. We specialize in emerging products and industries, filling the gap left by traditional banks.Cohen & Company (parent company of CCM) is a...
-
Capital Markets Expert
1 week ago
New York, New York, United States Cohen & Company Capital Markets Full timeAbout Cohen & Company Capital MarketsCohen & Company Capital Markets (CCM) is a rapidly growing boutique investment bank on Wall Street, dedicated to guiding clients through challenging markets and complex transactions. We specialize in emerging products and industries, filling the gap left by traditional banks.Why Choose CCM?Industry Leadership: CCM has led...
-
Capital Adequacy Function Associate Director
7 days ago
New York, New York, United States RBC Capital Markets Full timeJob SummaryThis role is part of the U.S. Capital Adequacy Function team at RBC Capital Markets. The team is responsible for managing the bank's regulatory capital and risk-weighted asset calculations and reporting under US Basel III rules. The team produces reporting and analytics focused on the bank for the US region. The team also works on other...
-
New York, New York, United States RBC Capital Markets, LLC Full timeRBC Capital Markets Investment Banking Summer AssociateJob SummaryRBC Capital Markets is a leading investment bank that provides a comprehensive range of products and services to corporations, institutional investors, and governments worldwide.We operate from 70 offices in 15 countries across North America, the U.K., Europe, and the Asia-Pacific region, with...
-
Capital Markets Origination Summer Analyst
3 weeks ago
New York, New York, United States RBC Capital Markets, LLC Full timeAbout RBC Capital MarketsRBC Capital Markets is a leading investment bank that provides a focused range of products and services to corporations, financial institutions, institutional investors, and governments worldwide. With over 7,100 professionals, we operate from 70 offices in 15 countries across North America, the UK, Europe, and the Asia-Pacific...
-
Capital Markets Vice President
7 days ago
New York, New York, United States Capital One Full timeJob SummaryCapital One is seeking a highly skilled Vice President, Capital Solutions to join our team. As a key member of our Capital Markets group, you will be responsible for providing strategic capital raising services to Private Equity Sponsors and Investors.Key ResponsibilitiesSource placement opportunities from Capital One's existing client base and...
-
Capital Markets Associate
1 month ago
New York, New York, United States Lateral Link Full timeCapital Markets Associate OpportunityLateral Link is assisting a global law firm with a new need for a capital markets associate to join their New York or D.C. office.The ideal candidate will be a 3rd to 6th year associate with capital markets experience, specifically in public offerings and Act 34 work.Key Benefits:Opportunity to work on sophisticated...
-
Capital Markets Associate
4 weeks ago
New York, New York, United States Lateral Link Full timeCapital Markets Associate OpportunityLateral Link is assisting a global law firm with a new need for a capital markets associate to join their New York or D.C. office.The ideal candidate will be a 3rd to 6th year associate with capital markets experience, specifically in public offerings and Act 34 work.Key Benefits:Opportunity to work on sophisticated...
-
Capital Markets Associate
2 months ago
New York, New York, United States Long Ridge Partners Full time**About Long Ridge Partners**We are a leading international law firm seeking a highly skilled Capital Markets Associate to join our New York City office. Our Capital Markets team is renowned for its expertise in leading complex transactions, including initial public offerings, direct listings, spin-offs, and high-yield debt offerings.**What We Offer**As a...
-
Capital Markets Director
4 weeks ago
New York, New York, United States Monroe Capital Corporation Full timeJob Title: Capital Markets DirectorWe are seeking a highly skilled Capital Markets Director to join our team at Monroe Capital Corporation. As a key member of our Capital Markets team, you will be responsible for working closely with our team to develop and execute new syndication efforts, including creating marketing materials, working on legal grids,...
-
Capital Markets Associate
2 weeks ago
New York, New York, United States Colliers International Full timeCapital Markets AssociateColliers International is seeking a highly motivated and detail-oriented Capital Markets Associate to join our team. As a key member of our capital markets team, you will be responsible for assisting in the analysis and preparation of financial models, market research, and other analytical work to support capital markets...
-
Capital Markets Vice President
1 week ago
New York, New York, United States Capital One Full timeCapital Markets Vice PresidentCapital One is seeking a highly skilled Capital Markets Vice President to join our team. As a key member of our Capital Markets group, you will be responsible for providing strategic capital raising services to our clients. Your expertise will be instrumental in helping us achieve our business objectives and drive growth.Key...
-
Capital Markets Associate
3 weeks ago
New York, New York, United States Pretium Full timeCapital Markets AssociatePretium is seeking a highly motivated and detail-oriented Capital Markets Associate to join our team in New York City. As a key member of our Capital Markets team, you will be responsible for supporting the execution of various financings, including securitizations, revolving warehouse facilities, and term loans.Key...
-
Global Markets Associate, Equity Research
4 weeks ago
New York, New York, United States RBC Capital Markets, LLC Full timeJob SummaryRBC Capital Markets, a premier global investment bank, is seeking a highly skilled Global Markets Associate to join our Equity Research team. As a key member of our team, you will be responsible for providing exceptional support to our analysts and associates, contributing to the development of research content, and maintaining complex financial...
-
Vice President, Capital Markets Specialist
2 weeks ago
New York, New York, United States Capital One Full timeCapital Solutions TeamCapital One is seeking a highly skilled and experienced Vice President, Capital Solutions to join our Capital Markets team. As a key member of our Capital Solutions team, you will be responsible for providing strategic and tailored investment banking products and advisory services to our clients.Key Responsibilities:Source and develop...
-
New York, New York, United States RBC Capital Markets, LLC Full timeJob SummaryJob DescriptionWhat is the Opportunity?RBC Capital Markets is a premier global investment bank and subsidiary of the Royal Bank of Canada, one of the top 15 largest banks in the world and the fifth largest in North America, as measured by market capitalization.We work with clients in over 100 countries around the globe to deliver the expertise and...
-
New York, New York, United States Capital One Full timeJob SummaryWe are seeking an experienced Audit Director to lead our IT Audit team for Payment Systems and Network. The successful candidate will have a strong background in risk management and assurance, with a focus on global payment networks.Key Responsibilities:Develop and execute audit plans for Payment Systems and NetworkLead and manage audit teams to...
-
Capital Markets Vice President
4 weeks ago
New York, New York, United States Capital One Financial Corp Full timeCapital Markets Vice President Job DescriptionCapital One Financial Corp is seeking a highly skilled Capital Markets Vice President to join our team. As a key member of our Capital Solutions group, you will be responsible for providing strategic and tailored investment banking products and advisory services to our clients.Key Responsibilities:Assist in...
-
Senior Audit Manager, Finance
2 weeks ago
New York, New York, United States Capital One Full timeJob SummaryCapital One is seeking an experienced Audit Senior Manager to join our Finance Audit team. As a key member of our team, you will be responsible for leading audits and developing audit plans to ensure the effectiveness and efficiency of Capital One's governance, risk management, and internal control processes.Key ResponsibilitiesLead audits and...
-
Capital Markets Specialist
1 month ago
New York, New York, United States Long Ridge Partners Full timeCapital Markets Associate OpportunityLong Ridge Partners is seeking a highly skilled Capital Markets Associate to join its New York City office. The firm's Capital Markets group is a leader in the country, handling a wide range of transactions, including IPOs, direct listings, spin-offs, and high-yield debt offerings.Key Responsibilities:Assist in the...
Capital Markets Audit Associate
2 months ago
Company Information
Entity
Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) is a leading entity in corporate and investment banking, part of the Crédit Agricole Group, which ranks as the 10th largest banking group globally by balance sheet size. With a workforce of approximately 8,600 employees across over 30 countries, we are dedicated to serving our clients' financial needs worldwide. Our offerings include a comprehensive range of products and services in capital markets, investment banking, structured finance, commercial banking, and international trade. We are also recognized as a pioneer in climate finance, leading the market with a complete suite of solutions for our clients.
Job Description
Business Type
Types of Jobs - General Inspection / Audit
Position Title
Senior Auditor - Capital Markets (Associate)
Contract Type
Permanent Contract
Key Responsibilities:
The Audit Associate is expected to operate independently with minimal supervision, effectively challenging the control environment and managing time efficiently to meet all deadlines, ensuring the audit plan remains on track.
I - Assignment Execution
The Audit Associate is accountable for executing audit tasks as directed by the Lead Auditor within specified timeframes, adhering to IGE methodologies and Internal Audit standards. Responsibilities include:
- Conducting thorough audit planning and fieldwork, which encompasses:
- A preliminary evaluation of the audited activity, identifying associated risks and controls.
- Engaging in interviews, testing, and analyzing the outcomes of the controls outlined in the audit program.
- Maintaining documented awareness of relevant regulatory requirements and expectations related to the coverage area(s).
- Providing detailed documentation in test sheets regarding the controls executed and conclusions drawn.
- Identifying and reporting strengths and weaknesses in the audited areas, analyzing root causes and risk impacts of identified weaknesses, and formulating remediation strategies and recommendations to address audit findings.
- Ensuring open communication with auditees throughout the audit process to avoid misunderstandings, including documenting issues and assigning ownership during the audit.
- Presenting audit findings to IGE management and the management of the audited unit through debriefing presentations and final audit reports.
- Keeping the Lead Auditor and Local Head of Audit informed about the progress of assigned audit work, escalating any issues that may affect or delay execution, and sharing relevant information regarding the audit and the risk and control environment.
- Following up on recommendations by monitoring the status of remediation actions taken by management before closing any recommendations.
- Properly archiving all supporting documentation, audit evidence, and deliverables in designated IGE tools.
II - Team Leadership
On certain assignments, the Audit Associate may be required to assist junior team members or external resources by:
- Providing guidance on audit methodologies and expected deliverables.
- Offering feedback on documentation and conclusions from test results and findings.
- Aiding in the development of collaborative and productive relationships within the team, ensuring close coordination throughout the International Network and with auditees.
Supplementary Information
III - Continuous Improvement Initiatives
The Audit Associate contributes to the ongoing enhancement of IGE methodologies and processes. In addition to audit responsibilities, they may be requested to:
- Provide input for updating audit guides, scorecards, or training materials based on existing knowledge and documentation.
- Participate in one or more knowledge communities within IGE.
The Audit Associate should remain current on banking and regulatory matters and actively pursue training to maintain sufficient knowledge of the audited area, completing all mandatory training within defined timelines.
Management and Reporting
The Audit Associate reports directly to the Compliance Lead Auditor and may also report to a global Audit Lead during assignments.
Key Internal Contacts
Auditees (2nd line CACIB Compliance and CUSO Compliance, Compliance Monitoring), other control functions.
Key External Contacts
The Audit Associate may coordinate co-source resources on engagements.
Candidate Criteria
Minimum Education Level
Bachelor's Degree / BSc Degree or equivalent
Academic Qualification / Specialty
Required:
- Bachelor's or Master's degree in accounting, business, finance, engineering, or a related field.
- Industry-recognized certification (CPA, CIA, CISA, ACAMS).
3-5 years
Experience
Required:
- 2-5 years of experience in audit (internal/external) or a comparable control function within a banking organization.
- In-depth knowledge of banking operations and products.
Required:
- Analytical skills.
- Organizational skills.
- Verbal and written communication skills.
- Ability to work autonomously under deliverable timelines.
- Team spirit.
- Proficiency in Word, Excel, and PowerPoint.
- Fluency in English.
- Relationship management skills.
- Ability to work in multi-disciplinary and multicultural teams.
- Basic French language skills.
Required:
- Knowledge of auditing techniques or banking activities related to trading, operations, and corporate lending.
- Understanding of risks associated with banking/securities activities.
- Understanding of Capital Market and Financing strategies, products, processes, controls, and risks.
