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Capital Markets Audit Specialist

2 months ago

New York, New York, United States Crédit Agricole CIB Full time

Audit Associate Position

The Audit Associate is responsible for evaluating audited activities within various business sectors and their supporting operations related to capital markets, structured finance, and corporate investment banking. This role entails conducting independent evaluations and analyses of specific controls to fulfill audit objectives, along with assisting in the preparation of debriefing presentations and comprehensive reports for management.

Primary Responsibilities:

  • Execute audit planning and fieldwork independently as designated
  • Perform interviews, testing, and analysis of control outcomes
  • Recognize and document strengths and weaknesses in the audited sectors
  • Maintain ongoing communication with auditees throughout the audit process
  • Deliver audit findings and conclusions to management

Required Qualifications/Education:

  • Bachelor's or Master's degree in accounting, business, finance, engineering, or a related discipline
  • Preferred industry-recognized certification (CPA, CIA)

Experience Requirements:

  • 2–5 years of experience in auditing or a similar control function within a banking institution
  • Preferred in-depth knowledge of banking operations and products

Essential Competencies:

  • Strong analytical abilities
  • Effective verbal and written communication skills
  • Capability to work independently under tight deadlines
  • Collaborative team spirit
  • Proficiency in Microsoft Word, Excel, and PowerPoint
  • Fluency in English
  • Basic knowledge of French is desirable

Skills & Knowledge Requirements:

  • Familiarity with auditing techniques or knowledge of banking activities related to trading, operations, and corporate lending
  • Understanding of risks associated with banking and securities activities
  • Preferred knowledge of Capital Market strategies, products, processes, controls, and associated risks

Note: This position may necessitate business travel for extended periods.