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Capital Markets Compliance Auditor

2 months ago

New York, New York, United States Michael Page Full time
Position Overview

  • Flexible hybrid working arrangements
  • Opportunities for career advancement
About Our Client

A prominent investment banking institution.

Role Responsibilities
  • Implement audit strategies and processes for capital markets assessments (including Derivatives, Fixed Income, Foreign Exchange, Sales & Trading, etc.)
  • Engage in discussions and evaluations with business partners
  • Recognize potential risks and controls, and conduct assessments of these controls
  • Support the preparation of documentation and audit reports
  • Foster strong relationships with key stakeholders and senior leadership
Candidate Profile
  • 3-5 years of relevant experience in the financial sector, ideally within capital markets or global financial products
  • Preferred qualifications include certifications such as CPA, ACA, CFA, CIA, CISA, or equivalent
  • Excellent verbal, written, and negotiation abilities
  • Proficient in relationship management and project oversight
  • Strong interpersonal skills, teamwork, managerial capabilities, and problem-solving acumen
Benefits
  • Attractive salary and comprehensive benefits package
  • Hybrid work model
  • Opportunities for professional growth