Regulatory Expert

ResponsibilitiesProvide expert legal and policy advice to the Enforcement DepartmentRepresent Enforcement in RSA Exchange meetingsCollaborate with Regulatory Operations partnersDevelop strong relationships and interfaces with RSA ExchangesCoordinate Enforcement's work with Market Regulation and Member SupervisionPrepare senior-level reports and periodic...

About Usdestinationone Consulting is a leading recruitment firm specializing in CleanTech, Education and EdTech, Government (Municipal, State/Provincial, and Federal), Health and MedTech, Healthcare and Wellness, Legal, Not-For-Profit, and Public Accounting. Our team of experts is dedicated to providing high-quality recruitment services to clients across the...

About the JobWe are seeking a highly skilled Derivatives Regulatory Expert to join our Global Markets Business Regulatory Compliance Team. The successful candidate will have a deep understanding of compliance risk concepts, products, and terminology, as well as a minimum of 5 years of relevant work experience in the financial services industry.Job SummaryThe...

Job OverviewCredit Agricole CIB, a leading global financial institution, is seeking an experienced Regulatory Compliance Expert to join its team. This role will be responsible for providing advisory services on regulatory matters, developing and implementing compliance programs, and ensuring the bank's operations align with relevant laws and regulations.The...

We are looking for a skilled Regulatory Compliance Expert to join our Commodities and Global Markets Business Regulatory Compliance Team. The successful candidate will be responsible for developing and implementing a robust compliance framework, ensuring adherence to regulatory requirements and best practices.Macquarie offers a dynamic work environment that...

As a Regulatory Compliance Expert at Michael Page, you will play a key role in managing regulatory examinations for wholesale businesses. With 5-7 years of related experience and a Bachelor's degree or equivalent progressive work experience, you will be responsible for analyzing and summarizing documentation and information in response to regulatory...

About the RoleWe are seeking a Regulatory Onboarding Expert to join our Enterprise Onboarding team at Uphold. In this role, you will be responsible for managing compliance risks and ensuring adherence to regulatory requirements. You will conduct thorough reviews of client documentation, including KYC information, legal agreements, and other relevant...

Job SummaryWe are seeking a highly skilled Regulatory Policy Expert to join our team at Barclays. As a key member of our financial risk management team, you will be responsible for developing and implementing financial policies that comply with applicable laws and regulations.About the RoleDevelop and assess financial policies and standards to ensure...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Expert to join our team. In this role, you will work closely with clients to develop and implement comprehensive regulatory compliance strategies aligned with business objectives and regulatory requirements.The ideal candidate will have at least 7 years of experience in regulatory...

Job DescriptionCitigroup, Inc. is seeking a highly skilled Regulatory Engagement Expert to join its Finance Regulatory Engagement & Oversight team. As a key member of this team, you will drive and execute end-to-end regulatory engagement and deliverables across Citi Finance activities.The ideal candidate will have 10+ years of relevant experience in...

Key ResponsibilitiesIn this Financial Services Regulatory Expert role, you will be responsible for reviewing and preparing accurate and complete regulatory reporting filings, liaising with other operations teams, resolving issues, and taking on special projects or tasks as assigned. You will also support research of new regulatory requirements and educate...

About the Role:Tandym Group is currently seeking a Compliance and Regulatory Reporting Expert to join our team. In this role, you will be responsible for driving change that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards align on best practices, and support the core change capabilities in...

About the RoleThe Senior Director and RSA Advisor will provide expert legal and policy advice to the Enforcement Department on all aspects pertaining to Enforcement's contractual services on behalf of the RSA Exchanges. This role requires a deep understanding of each RSA Exchange's rules, programs, and priorities.

We are seeking a Regulatory Affairs Expert to join our team at PGM TEK, Inc. This is a full-time position that offers a competitive salary of $95,000 - $130,000 per year.Key ResponsibilitiesThe successful candidate will be responsible for reviewing reports produced by the TSS system (Trade Support System) and InteliClear (IC) trade processing systems and...

Job SummaryWe are seeking a highly skilled Fixed Income Regulatory Expert to join our team at Michael Page. This is an exciting opportunity for a professional with experience in fixed income surveillance and advisory to take on a key role in ensuring the firm's compliance.About the RoleThe successful candidate will be responsible for overseeing the fixed...

Job Title: Financial Sanctions AnalystLocation: Midtown NYCSalary: $120,000 - $180,000 per year (dependent on experience)About the RoleWe are looking for a highly experienced Financial Sanctions Analyst to join our team at Michael Page. As a key member of our advisory team, you will be responsible for providing expert guidance on sanctions compliance...

Job Title: Insurance Compliance Expert for Regulatory ExcellenceLocation: NYC – Hybrid MustDuration: 6+ monthsEstimated Salary: $120-$160 per hour based on market rates and experience in insurance compliance.Job OverviewWe are seeking an experienced Insurance Compliance Expert to ensure our company remains compliant with evolving insurance regulations and...

Job SummaryWe're seeking an experienced AML Regulatory Compliance Expert to join our team at Brex. As a Senior Compliance Manager, you will support the operations and strategic direction of our Anti-Money Laundering (AML) Compliance Program, helping to drive our AML strategy forward.Key ResponsibilitiesDevelop and implement comprehensive customer onboarding,...

Regulatory Project Management OpportunitySia Partners is a leading management consulting firm that offers a unique blend of AI and design capabilities. Our team of experts helps clients optimize their projects worldwide through our Consulting for Good approach, which aims to deliver next-level impact by developing innovative CSR solutions.We are seeking an...

Job OverviewAJ Consultancy is seeking a seasoned Regulatory Compliance Expert to oversee investment banking activities and ensure adherence to regulatory requirements.Key Responsibilities:Compliance Oversight: Verify all investment banking activities comply with FINRA, SEC, and other relevant regulations.Filing Requirements: Prepare and submit regulatory...