Manager, Global Risk and Compliance Office

2 weeks ago

Laurel, Montana, United States TD Bank Group Full time
Job Description

The Global Risk and Compliance Office is responsible for overseeing the Internal Controls over Financial Reporting (ICFR) programs at TD Bank Group (TDBG) to maintain the effective management of the ICFR and disclosure controls across the Bank. The team keeps up to date on changing requirements, provides guidance across the Bank, communicates with the external auditors on changes, monitors the progress of the testing, which is executed by Internal Audit, and forms the overall conclusion of effectiveness to support relevant certifications.

Key Responsibilities
  • Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets
  • Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line
  • Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation
  • Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met
  • Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit
  • Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise
  • Acts as primary contact with management regarding audit scope, findings and status
Requirements
  • Bachelor's degree required
  • Advanced degree preferred
  • 8+ years related experience required
  • PC skills (MS Office Suite)
  • Excellent oral and written communication skills
  • Advanced critical thinking
  • Risked based decision making, problem solving and conflict resolution skills
  • Advanced analytical skills
  • Work well independently and with others
  • Complete tasks timely and accurately
  • Escalate issues and delays quickly
  • Effectively manage competing priorities for self and others
  • Advanced awareness of laws and regulations governing the banking industry that impact assigned area
  • Advanced functional audit knowledge and skills
  • Relevant certification required
  • Strong project management skills
  • Advanced knowledge in designated subject matter areas
  • Adapt, promote and champion change
  • Lead and manage small to medium sized teams
  • Assume ownership and promote accountability
  • Thrive on fast-paced and challenging environment
  • Banking experience preferred
  • Advanced skills in building and maintaining relationships within, and external to, audit
  • Strong ability to develop relationships with the business while conducting audits
  • Consult assigned lines of business (trusted advisor) for audit
  • Deliver CSI and follow up as appropriate
  • Strong influencing skills
  • Manage a team of professional resources, and actively develop, recruit, train, coach and conduct performance assessments for team members
  • Ensure resources are effectively utilized to achieve target utilization rates
  • Accountable for promoting recognition in the team and division
  • Engage team members in stretch assignments within the team and at the division and/or TD level
  • Keep team members informed
  • Demonstrate TD leadership core values
  • Deliver effective presentations/training at the division level, industry conferences, workshops, etc.
  • Provide successful onboarding and orientation to new hires
Preferred Experience
  • SOX audit and SOX controls testing/consulting experience around design of SOX controls
  • Professional accounting(CPA) or audit certification (CIA,CISA) certification
  • Banking or consulting experience with risk as area of focus and expertise

  • Senior Risk Management Leader

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Work Location: United States of America Hours: 40 Pay Details: $110, $178,880.00 USD TD is dedicated to ensuring equitable compensation opportunities for all employees. The salary range for this position considers various factors influencing compensation decisions. The actual base pay offered may differ based on the candidate's skills, experience,...

  • Lead Risk Management Consultant

    3 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Work Location: United States of America Hours: 40 Compensation Details: $110, $178,880.00 USD TD is dedicated to ensuring fair and equitable compensation for all employees. The salary range for this position considers various factors that influence compensation decisions, including the candidate's skills, experience, job-related knowledge, certifications,...

  • Principal Risk Management Advisor

    3 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Overview:The Senior Risk Advisory Specialist plays a pivotal role in delivering extensive risk management knowledge to organizational leaders. This role is responsible for spearheading the establishment of effective risk frameworks and managing related activities to minimize enterprise-wide risk exposures across key business segments. Additionally,...

  • Enterprise Risk Management Consultant

    4 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Enterprise Risk Management ConsultantLocation: United States of AmericaWork Hours: 40 hours per weekCompensation: $86,840 - $139,360 USDOverview:The Enterprise Risk Management Consultant plays a pivotal role in delivering a broad spectrum of risk management insights to organizational leaders. This position is responsible for spearheading and...

  • Risk Management Specialist

    7 days ago

    Laurel, Montana, United States TD Bank Full time

    Job DescriptionWe are seeking a highly skilled Risk Management Specialist to join our team at TD Bank. As a key member of our Business Resilience and Incident Management (BRIM) team, you will be responsible for providing comprehensive risk management expertise to business leaders.Key ResponsibilitiesDevelop and implement risk frameworks and management...

  • Risk Management Specialist

    4 days ago

    Laurel, Montana, United States TD Bank Full time

    Job DescriptionTD Bank is seeking a highly skilled Group Risk Specialist to join our Business Resilience team. As a key member of our team, you will be responsible for providing comprehensive risk management expertise to business leaders and supporting the implementation of appropriate risk frameworks and management activities to mitigate enterprise and/or...

  • Lead Risk Management Specialist

    3 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Business Sector:Position Overview:The Lead Risk Management Specialist delivers a wide-ranging and specialized set of risk management insights to organizational leaders. Facilitates and champions the execution of suitable risk frameworks while overseeing related management activities aimed at reducing enterprise-wide risk exposures for significant business...

  • Lead Risk Management Consultant

    3 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Senior Group Risk SpecialistLocation: United States of AmericaWorking Hours: 40 hours per weekCompensation: $110,760 - $178,880 USDTD Bank N.A. is dedicated to ensuring equitable compensation for all employees. The salary range for this position reflects various factors that influence compensation decisions, including the candidate's...

  • Senior Risk Advisory Specialist

    3 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Senior Group Risk SpecialistWork Location: United States of AmericaHours: 40Compensation Range: $110,760 - $178,880 USDTD is dedicated to ensuring equitable compensation for all team members. The salary range for this position reflects various factors considered in compensation decisions, including skills, experience, and geographic...

  • Lead Risk Management Specialist

    4 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Overview:The Lead Risk Management Specialist offers a wide-ranging and diverse set of risk management skills to organizational leaders.Drives and facilitates the establishment of suitable risk frameworks and associated management activities aimed at reducing enterprise and/or organization-wide risk exposures for critical business sectors or...

  • Financial Crime Risk Analyst

    4 weeks ago

    Laurel, Montana, United States TD Bank Full time

    Position Title:Financial Crime Risk AnalystCompany:TD BankLocation:Mount Laurel, New JerseyWork Schedule:40 hours per weekCompensation Range:$86,840 - $139,360 USDDepartment:Anti Money Laundering (AML) ComplianceKey Responsibilities:Design and implement AML initiativesPerform customer risk evaluationsAssist management with risk analysis and examination...

  • Senior Compliance Specialist

    1 week ago

    Laurel, Montana, United States TD Bank Full time

    Job Title: Senior Compliance SpecialistTD Bank is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our Compliance department, you will play a critical role in ensuring that our business practices align with regulatory requirements and industry standards.Key Responsibilities:Develop and implement policies and...

  • Enterprise Risk Governance Lead

    3 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Job DescriptionJob Title: Risk Management SpecialistJob Summary:We are seeking a highly experienced Risk Management Specialist to join our team at TD Bank Group. As a Risk Management Specialist, you will be responsible for providing comprehensive risk management expertise to business leaders, leading and supporting the implementation of appropriate risk...

  • Chief Financial Officer

    2 weeks ago

    Laurel, Montana, United States Holman Inc Full time

    About the RoleWe are seeking a highly experienced and strategic Chief Financial Officer (CFO) to lead our Commercial Finance team at Holman Inc. As a key member of our executive leadership team, you will be responsible for driving operational excellence and financial performance across our business units.Key ResponsibilitiesStrategic Leadership: Develop and...

  • Risk and Control Measurement Expert

    1 week ago

    Laurel, Montana, United States TD Bank Group Full time

    Job Title:Risk and Control Measurement ExpertCompany:TD Bank GroupLocation:United States of AmericaJob Description:As a Risk and Control Measurement Expert at TD Bank Group, you will play a critical role in defining, developing, and implementing technology controls and information security policies, programs, and tools. You will provide specialized expertise...

  • Senior Compliance Specialist

    2 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Job Title: Senior Compliance SpecialistTD Bank N.A is seeking a highly skilled Senior Compliance Specialist to join our team. As a key member of our Compliance department, you will be responsible for ensuring that our business operations are in compliance with relevant laws and regulations.Key Responsibilities:Develop and implement compliance policies and...

  • Chief Financial Officer

    4 weeks ago

    Laurel, Montana, United States Holman Enterprises Full time

    About Holman EnterprisesHolman Enterprises is a family-owned, global automotive services organization guided by our strong core values and principles that have allowed us to maintain our commitment to excellence throughout the years. Our teams embody the Holman Experience by treating our clients and each other with respect, fostering positive and rewarding...

  • Senior Manager

    4 weeks ago

    Laurel, Montana, United States TD Bank N.A Full time

    Position Title: Senior Manager - AML Issues OversightWork Location: United States of AmericaHours: 40Compensation Range: $110,760 - $178,880 USDTD is dedicated to ensuring equitable compensation for all employees. The salary range for this position reflects various factors considered in compensation decisions, including skills, experience, job-related...

  • Risk and Control Measurement Specialist

    2 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Job DescriptionJob Title: Risk and Control Measurement SpecialistJob Summary:We are seeking a highly skilled Risk and Control Measurement Specialist to join our team at TD Bank Group. As a Risk and Control Measurement Specialist, you will be responsible for defining, developing, and implementing technology controls and information security policies,...

  • Business Management Specialist

    3 weeks ago

    Laurel, Montana, United States TD Bank Group Full time

    Job DescriptionAs a Business Management Specialist at TD Bank Group, you will play a key role in managing a diverse portfolio of business management activities for complex or high-risk functional areas. Your primary responsibility will be to implement policies, processes, and initiatives to meet business management, strategy, and governance objectives.Key...