Compliance Officer

3 days ago


Omaha, Nebraska, United States McKenzie Fox Full time

Job Opportunity

Compliance Analyst

McKenzie Fox is seeking a highly motivated and detail-oriented Compliance Analyst to join our Compliance Department. As a key member of our team, you will play a vital role in ensuring the company's compliance with regulatory requirements and industry standards.

Key Responsibilities:

  • Provide general support on regulatory compliance matters, including reviewing and analyzing regulatory updates and notifications.
  • Assist with the maintenance of regulatory registers, ensuring accuracy and completeness.
  • Support the development, delivery, and reporting of the compliance monitoring program, identifying areas for improvement and implementing corrective actions.
  • Assist with regulatory and professional body correspondence, notifications, and annual returns, ensuring timely and accurate submissions.
  • Provide risk-based due diligence, new client, and periodic client review advice and support, ensuring compliance with regulatory requirements.
  • Assist with the preparation and maintenance of Compliance Manuals, policies, and associated documentation, ensuring accuracy and relevance.
  • Contribute to the preparation and development of AML/CFT and other regulatory training, ensuring effective communication and understanding.
  • Assist with collation of information for external banking reviews, ensuring accuracy and completeness.
  • Support the maintenance of the risk management framework, identifying areas for improvement and implementing corrective actions.

Requirements:

  • Certificate or Diploma in Compliance is desirable but not essential, as previous experience in the role is key.
  • Experience working within the requirements of the Financial Services Rule Book and the AML/CFT Code.
  • Microsoft Office skills, with strong communication and analytical skills.

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