Compliance Officer

5 days ago


Centennial, Colorado, United States Core Talent Full time
Job Summary

**About Core Talent**

We are a leading financial institution seeking a highly skilled Compliance Officer to join our team. As a key member of our compliance department, you will play a critical role in ensuring our organization's adherence to regulatory requirements and industry standards.

Key Responsibilities

  1. **Compliance Program Management**: Develop and implement effective compliance programs to ensure our products, services, and operations align with regulatory requirements.
  2. **Risk Management**: Identify, assess, and mitigate compliance risks across our business units, ensuring a strong control environment.
  3. **Regulatory Analysis**: Conduct in-depth analysis of regulatory requirements, industry trends, and emerging risks to inform compliance strategies.
  4. **Stakeholder Engagement**: Collaborate with senior leadership, business units, and external partners to ensure compliance excellence and effective risk management.
  5. **Reporting and Communication**: Prepare regular reports and provide written and oral analyses to stakeholders on compliance matters.
  6. **Compliance Training**: Develop and deliver training programs to ensure employees understand compliance requirements and industry standards.
  7. **Customer Complaints**: Review and respond to customer complaints, ensuring timely and effective resolution.

Requirements

To be successful in this role, you will need:

  • Strong knowledge of regulatory requirements and industry standards.
  • Excellent analytical, communication, and project management skills.
  • Ability to work in a fast-paced environment and prioritize multiple tasks.
  • Strong stakeholder engagement and collaboration skills.


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