Regulatory Compliance Professional

7 days ago


Milwaukee, Wisconsin, United States Associated Banc-Corp Full time
Job Summary

We are seeking a highly skilled Compliance Specialist to join our Residential Lending team at Associated Banc-Corp. As a Compliance Specialist, you will play a critical role in ensuring our lending practices and procedures are in compliance with regulatory requirements.

Key Responsibilities
  • Apply HMDA policies and procedures to maintain an acceptable level of regulatory compliance.
  • Maintain a good working knowledge of the requirements of the Home Mortgage Disclosure Act (HMDA).
  • Stay up-to-date with the bank's lending practices and procedures to perform a thorough and accurate analysis of loan files.
  • Coordinate with various departments within the Bank to resolve any inconsistencies in loan data to ensure accuracy in reporting of HMDA data.
  • Ensure the HMDA LAR is accurate within thirty calendar days after the end of each calendar quarter.
Additional Responsibilities
  • Complete and/or participate in compliance reviews for Residential Lending, including system testing and validation.
  • Maintain general familiarity with compliance laws and regulatory requirements to ensure department initiatives and product offerings are in compliance with applicable requirements.
  • Work with Corporate Compliance to ensure regulatory compliance.
  • Work with internal departments related to reviews or testing and assist management in preparing formal responses to noted items and in establishing corrective actions.
  • Effectively monitor and ensure the accuracy of the processes and procedures from the Residential Lending Division.
  • Act as a liaison with the necessary departments to review and when applicable correct all edits/exceptions noted.
  • Effectively implement department policies and procedures to noted exceptions, issues or findings from Corporate Compliance reviews or external regulatory examinations.
  • Assist in development, presentation and implementation of department training related to compliance initiatives which result in new/modified policies, procedures or processes.
Requirements
  • Associate's Degree or equivalent combination of education and experience in Business, Finance, or Accounting.
  • 2-4 years of experience in Compliance, mortgage lending, loan review, underwriting, processing or general banking.
Benefits
  • Competitive salaries with professional development and advancement opportunities.
  • Retirement savings including both 401(k) and Pension plans.
  • Paid time off to volunteer in your community.
  • Opportunities to connect with others through our diversity-focused Colleague Resource Groups.
  • Personal banking, loan, investment and insurance benefits.


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