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Senior Manager, Lending Compliance

2 months ago

Raleigh, North Carolina, United States Royal Bank of Canada Full time

Job Summary

Ensure compliance with Federal and State consumer lending regulations by providing expert guidance, tracking regulatory changes, and maintaining compliance policies. Assist with oversight and implementation of the compliance program, including developing a monitoring oversight program, establishing a risk-based monitoring schedule, and ensuring timely resolution of compliance issues. Support regulatory exams and internal audits, report compliance metrics, lead risk assessments, and liaise with global compliance partners. Additionally, support regulatory compliance for new initiatives and guide project implementation on regulatory requirements and training.

Job Description

What will you do?

  • Maintain and enhance consumer lending compliance strategies into the RBCB daily practices to support the business:
    • Develop policies, procedures, and guidance (includes periodic review/maintenance as required)
    • Create and execute robust compliance oversight program by development of a risk-based monitoring program of pertinent regulations and business activities, clear and concise reporting of monitoring results and escalation of issues (as needed) to management and tracking to ensure appropriate resolution of issues.
    • Provide compliance guidance to assist business unit management with the implementation of appropriate compliance controls.
    • Develop tools to support a risk-based consumer lending compliance program, including inherent risk assessment, residual risk assessment, compliance metrics, compliance reports to senior management and the RBCB Board and other tools necessary to report the status of the lending compliance program.
  • Monitor regulatory changes and other guidance published by US regulators for changes to lending regulations, ensuring that the changes are appropriately incorporated into policies, procedures, and business/operations practices.
  • Keep current on assigned regulations and ensure policies/procedures/training/ monitoring reflect the regulations. Current lending regulations and laws include, but are not limited to, Regulation B (Equal Credit Opportunity Act), Regulation Z (Truth-in-Lending Act), Flood Disaster Protection Act, Regulation X (Real Estate Settlement Procedures Act), and Regulation V (Fair Credit Reporting Act and Fair and Accurate Transactions Act).
  • Manage regulatory and compliance risk and related reputational and operational risk for all RBCB products, services, operations.
  • Leverage the value in unit, department, and enterprise-wide teams, expertise, and processes to develop better solutions and achieve a cross enterprise mindset.
  • Conducts or oversees business activity review processes that may implicate compliance risk: Credit policy and underwriting standards (includes decisioning models) Pricing policy and standards (includes pricing models) Marketing collateral (includes marketing models) Customer complaints, New and/or enhanced products or business initiatives, Compliance Training
  • Conduct or assist with fair lending-related statistical analyses.
  • Engage with centralized compliance testing to ensure comprehensive testing strategies and execution.
  • Lead Lending Compliance risk assessment activities

What do you need to succeed?

Must-have:


•Bachelors Degree required


•7+ years banking, lending, or compliance experience


•Excellent oral and written communication skills


•Ability to partner with business and other internal RBC partners


•Ability to deal with quick pace


•High attention to detail Preferred

Nice to Have:


•Certified Regulatory Compliance Manager (CRCM)

Job Skills

Audits Compliance, Compliance Assessments, Compliance Oversight, Compliance Policies, Compliance Programs, Critical Thinking, Data Gathering Analysis, Decision Making, Financial Regulation, Industry Knowledge, Interpersonal Relationship Management, Lending Compliance, Product Services, Regulatory Compliance, Risk Management, Strategic Thinking

Additional Job Details

Address:

8081 ARCO CORPORATE DRIVE:RALEIGH

City:

Raleigh

Country:

United States of America

Work hours/week:

40

Employment Type:

Full time

Platform:

Law and Compliance

Job Type:

Regular

Pay Type:

Salaried

Posted Date:

Application Deadline:

Inclusion and Equal Opportunity Employment

At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work. We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
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We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.

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