Senior Compliance Analyst

2 months ago

Maitland, Florida, United States Axiom Bank, N.A. Full time


Job Description:

Senior Compliance Analyst at Axiom Bank, N.A.

Location:

Maitland, FL
, United States
Education Requirement:
Bachelor Degree

Job Responsibility:

At Axiom Bank, we encourage you to aim for the sky and leverage your expertise and passion to excel. We are a growing, dynamic organization - this is an exciting time to get on board

We believe in the value of promoting a healthy work/life balance and are committed to recognizing the role everyone plays in our ongoing success. We offer the following benefits to our Full Time Employees:

  • 12 Paid Holidays
  • Generous Paid Time Off
  • 4% Match on our 401(k)
  • Medical, Dental and Vision Benefits
  • 100% Company Paid Life, AD&D Insurance, Short and Long Term Disability

Key Responsibilities and Account abilities

  • Analyze Higher Risk customer account transactions to detect suspicious activity and make decisions on appropriate action.
  • Document the summary of investigative findings and prepare cases for review and approval by management.
  • Determine whether a Suspicious Activity Report (SAR) should be filed based on investigation findings.
  • Prepare SARs for review in a timely, accurate, and compliant manner.
  • Monitor and analyze complex high-risk customers/accounts according to Bank policies and procedures.
  • Conduct customer due diligence and enhanced due diligence when necessary.
  • Provide risk rating recommendations to management for clients' relationships reviewed.
  • Review and approve Currency Transaction reports to ensure proper filing within regulatory guidelines.
  • Assist with the development or revision of BSA/AML or OFAC policies, procedures, forms, and related documents.
  • Convey changes in regulations or laws related to BSA, AML, USA PATRIOT Act, and OFAC to appropriate employees.
  • Assist the BSA Officer in the preparation or update of the BSA and OFAC Risk Assessments.
  • Assist with BSA/AML/OFAC audits and examinations.
  • Coordinate with the BSA Officer to provide departmental and bank-wide training.
  • Maintain BSA/AML/OFAC information on the Bank's Intranet.
  • Act as a resource for other staff within the department.

Working Conditions

  • This position is performed in a regular office work environment. The incumbent will be expected to work Monday through Friday, with occasional evening and weekend hours required.

Travel

  • 0 - 25%

Qualifications Summary

Education

  • Associate's Degree in Business or equivalent work experience. Bachelor's Degree preferred.

Experience

  • Minimum of 3 years experience in BSA/AML/OFAC or Internal Audit in a financial institution.
  • CAMS Certification preferred.

Knowledge &

Skills:

  • Excellent oral, written, and interpersonal communication skills.
  • Ability to read and interpret complex documents.
  • Analytical thinking ability and attention to detail.
  • Good project management and organizational skills.
  • Ability to work independently and in a team environment.
  • Strong knowledge of personal computer and Microsoft Office.
  • Ability to analyze information and make decisions or recommendations.
  • Interact professionally with senior management, staff, external auditors, and bank examiners.

(Reasonable accommodations may be made to enable individuals with disabilities. If you need an accommodation, please contact us at )

Axiom Bank does not discriminate in employment opportunities or practices on the basis of any protected status. It is the policy of Axiom Bank to conduct background, credit reference, and drug screening tests as a condition of employment. Drug Free Workplace. EOE/AA/Minority, Female, Disabled, Veteran

#J-18808-Ljbffr

  • Senior Financial Analyst

    2 weeks ago

    Maitland, Florida, United States Cushman Wakefield Multifamily Full time

    Job TitleSenior Financial AnalystJob Description SummaryThe Senior Financial Analyst is accountable for comprehensive financial reporting at the property level for a designated portfolio within Client Accounting. The Senior Financial Analyst will utilize established accounting standards to consistently deliver a high-quality and precise work product,...

  • Senior Litigation Claims Analyst, General Liability

    2 weeks ago

    Maitland, Florida, United States Zurich Insurance Company Ltd. Full time

    Elevate Your Career with Zurich North America Claims:Join Zurich North America Claims as a Senior Litigation Claims Analyst, where we prioritize work-life balance and flexibility in your career journey. Our hybrid work model is designed to meet the diverse needs of our employees, providing an ideal mix of independence and teamwork. You will have the...

  • Senior Financial Analyst

    2 weeks ago

    Maitland, Florida, United States Ardán, Inc., A Community of Companies Full time

    Position Summary The Senior Accountant will perform a variety of general accounting tasks within our dynamic Accounting Department, collaborating with team members to ensure exceptional service delivery. Essential Functions Analyze financial data, providing detailed insights into assets, liabilities, and capital structure.Compile and analyze financial...

  • Compliance Specialist II

    2 days ago

    Maitland, Florida, United States AmTrust Financial Full time

    Job SummaryWe are seeking a highly skilled Compliance Specialist II to join our team at AmTrust Financial Services. As a key member of our compliance department, you will be responsible for developing, coordinating, and communicating commercial insurance product filings, performing regulatory research, and providing additional support and other regulatory...

  • Deal Desk Analyst

    3 weeks ago

    Maitland, Florida, United States ADP Full time

    ADP is hiring a Deal Desk Analyst – Compliance Solutions (CoSo) within our Commercial Operations Center of Excellence (CoE) * This is a hybrid role based out of our Maitland, FL, office. Qualified candidates must live within commutable distance to this location. *The Deal Desk Analyst is a key facilitator for the Sales teams. You will serve as a trusted...

  • Deal Desk Analyst

    1 month ago

    Maitland, Florida, United States ADP Full time

    ADP is hiring a Deal Desk Analyst – Retirement Services (RS) within our Commercial Operations Center of Excellence (CoE) *This is a hybrid role based out of our Maitland, FL, Tempe, AZ, or Allentown, PA offices. Qualified candidates must live within commutable distance to one of these locations.* This is a highly customer centric, engaging, and...

  • Maintenance and Repair Specialist

    5 days ago

    Maitland, Florida, United States Senior Living Management Full time

    Job Summary:The Senior Living Management team is seeking a skilled Facilities Maintenance Technician to join our team. As a key member of our maintenance team, you will be responsible for performing hands-on repair and installation tasks to ensure the community and grounds are maintained in accordance with company standards and regulatory guidelines.Key...

  • Sales Operations Analyst

    2 weeks ago

    Maitland, Florida, United States ADP Full time

    Position OverviewADP is seeking a Sales Support Analyst.This role is part of our Commercial Operations Center of Excellence (CoE) and operates in a hybrid work environment. Candidates must reside within a reasonable commuting distance.Key Responsibilities:As a Sales Support Analyst, you will be tasked with developing and delivering timely, high-quality sales...

  • SEC Reporting Specialist

    4 days ago

    Maitland, Florida, United States Visium Resources, Inc. Full time

    Job SummaryVisium Resources, Inc. is seeking a highly skilled SEC Reporting Analyst to join our financial reporting team. As a key member of our team, you will play a vital role in ensuring compliance with U.S. GAAP and SEC regulations.Key ResponsibilitiesCollaborate with Senior Management: Interface with senior management, external auditors, and consultants...

  • Deal Desk Analyst

    1 month ago

    Maitland, Florida, United States ADP Full time

    ADP is hiring a Deal Desk Analyst - Global Enterprise Solutions (GES) within our Commercial Operations Center of Excellence (CoE) *This is a hybrid role based out of our Maitland, FL, or Tempe, AZ, offices. Qualified candidates must live within commutable distance to one of these locations* The Deal Desk Analyst is a key facilitator for the Sales teams. You...

  • Benefits Data Analyst

    1 month ago

    Maitland, Florida, United States ADP Full time

    ADP is hiring a BRET – Benefits Data Analyst within our Commercial Operations Center of Excellence (CoE)* This is a hybrid role based out of our Maitland, FL, location. * We are currently looking for a Benefits Data Analyst to join our team. Your primary responsibilities will involve reviewing potential client risk, supporting the sales teams, evaluating...

  • Deal Desk Analyst

    3 weeks ago

    Maitland, Florida, United States ADP Full time

    ADP is hiring a Deal Desk Analyst – Retirement Services (RS) within our Commercial Operations Center of Excellence (CoE) * This is a hybrid role based out of our Maitland, FL, Tempe, AZ, or Allentown, PA offices. Qualified candidates must live within commutable distance to one of these locations. *This is a highly customer centric, engaging, and...

  • Senior Accounting Specialist

    2 weeks ago

    Maitland, Florida, United States Taylor Morrison Full time

    Position Overview:As a Senior Accounting Specialist at Taylor Morrison, you will engage in comprehensive accounting activities, which include the review, assessment, maintenance, reconciliation, and validation of financial documentation.Key Responsibilities:1. Conduct thorough examinations of financial records to ensure accuracy and compliance.2. Analyze...

  • Sales Operations Analyst

    2 weeks ago

    Maitland, Florida, United States ADP Full time

    ADP is seeking a Sales Support Analyst – Reporting within our Commercial Operations Center of Excellence (CoE)This is a hybrid role. As a Sales Support Analyst Reporting, you will play a crucial role in constructing and delivering timely, top-tier sales productivity and market metrics, while also enhancing operational process efficiencies within ADP's...

  • Sales Operations Analyst

    2 weeks ago

    Maitland, Florida, United States ADP Full time

    Position OverviewADP is seeking a Sales Support Analyst. This role is hybrid and requires candidates to be within a commutable distance to the office.Key Responsibilities:Analyze and deliver high-quality sales productivity metrics and operational improvements within ADP's Global Sales Marketing organization.Utilize analytical and technical skills to support...

  • Senior Accounting Specialist

    2 weeks ago

    Maitland, Florida, United States Taylor Morrison Full time

    Position Overview:As a Senior Accounting Specialist at Taylor Morrison, you will engage in professional accounting activities, which encompass the review, analysis, maintenance, reconciliation, and validation of financial documentation and associated tasks as necessary.Key Responsibilities:We anticipate that as an Accounting Analyst II, you will:Prepare...

  • Deal Desk Analyst

    1 month ago

    Maitland, Florida, United States ADP Full time

    ADP is hiring a Deal Desk Analyst - Human Resources Outsourcing (HRO) within our Commercial Operations Center of Excellence (CoE) *This is a hybrid role based out of our Maitland, FL, Tempe, AZ, or Allentown, PA office. Qualified candidates must live within commutable distance to one of these locations.* This is a highly customer centric, engaging, and...

  • Senior Associate Attorney

    2 days ago

    Maitland, Florida, United States Jobot Full time

    Job OpportunityAbout UsJobot is a leading insurance defense firm specializing in complex insurance matters. Our team of experienced attorneys provides top-notch representation to clients in a wide range of insurance defense cases.Job SummaryWe are seeking a highly skilled Senior Associate Attorney to join our dynamic Insurance Defense team. As a Senior...

  • Senior Vice President, Underwriting Operations

    1 week ago

    Maitland, Florida, United States AmTrust Financial Full time

    Senior Vice President, Underwriting OperationsJob LocationsUS-United StatesRequisition IDCategoryUnderwritingPosition TypeRegular Full-TimeOverviewAs the Senior Vice President of the Underwriting Division at AmTrust Financial, you will be instrumental in steering the overall performance of the division by managing both revenue and expenditure outcomes,...

  • Multifamily Finance Analyst

    2 weeks ago

    Maitland, Florida, United States ConcordRENTS - Concord Management Full time

    Position Overview:This role is essential for supporting the Operations team in key financial processes, including monthly financial reporting, future income forecasting, cash flow analysis, and other vital financial metrics. The insights gained from these activities will be crucial for the Senior Leadership Team and Owners in assessing business performance...