Compliance Advertising Analyst

2 weeks ago


Topeka, United States Advisors Excel Full time
  • Evaluate marketing materials with a discerning eye, considering potential risks and ensuring alignment with regulatory standards.
  • Seek to understand the advisor sales process and assist in the development of marketing collateral and programs to aid in overall effectiveness.
  • Efficiently convey information through the internal database/tracking system for marketing materials to illustrate the completion status of projects and provide updates on outstanding projects.
  • Experience with reviewing and editing diverse marketing materials; or have held positions demanding a high level of attention to detail in a fast-paced environment.
  • Knowledge of FINRA, SEC and various state rules/regulations.
  • Series 65 or interested in obtaining in the future.
  • Access to an on-site cafe, gym and primary care.
  • We are on the hunt for positive people who thrive on hard work and in a collaborative team environment.


  • Topeka, United States Advisors Excel Full time

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