Regulatory Compliance Advertising Specialist
2 weeks ago
Compliance Advertising Analyst
Location:
Topeka OR Lenexa, KS
# of Openings:
1
Overview:
Advisors Excel is on the lookout for skilled Compliance Advertising Analysts to enhance their team. This announcement invites qualified candidates to express their interest even when specific roles are not currently open.
The responsibilities include meticulously examining and evaluating advertising content to ensure adherence to relevant regulations, offering constructive feedback to advisors, and remaining informed about industry standards.
Experience Required:
- Minimum of 2 years in the financial services sector, particularly within the securities field
- Exceptional attention to detail and capability to handle workload effectively
- Strong communication abilities
- Skill in managing sensitive discussions
- Familiarity with FINRA and SEC regulations
- Aspirations to obtain Series 65 certification
- Bachelor's degree in a relevant discipline
- Comprehensive medical, dental, vision, and 401k plans
- Generous paid time off
- Access to on-site facilities
- Opportunities for ongoing personal and professional growth
Advisors Excel is a forward-thinking organization committed to supporting independent financial advisors across the nation. They emphasize the success of both advisors and staff, fostering a collaborative and positive workplace culture.
Advisors Excel is an Equal Employment Opportunity Employer, dedicated to promoting diversity and inclusivity in the workplace.
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