Regulatory Compliance Advertising Specialist

2 weeks ago


Topeka, Kansas, United States Advisors Excel Full time
Position:

Compliance Advertising Analyst

Location:

Topeka OR Lenexa, KS

# of Openings:

1

Overview:

Advisors Excel is on the lookout for skilled Compliance Advertising Analysts to enhance their team. This announcement invites qualified candidates to express their interest even when specific roles are not currently open.

The responsibilities include meticulously examining and evaluating advertising content to ensure adherence to relevant regulations, offering constructive feedback to advisors, and remaining informed about industry standards.

Experience Required:
  • Minimum of 2 years in the financial services sector, particularly within the securities field
  • Exceptional attention to detail and capability to handle workload effectively
  • Strong communication abilities
  • Skill in managing sensitive discussions
Preferred Qualifications:
  • Familiarity with FINRA and SEC regulations
  • Aspirations to obtain Series 65 certification
  • Bachelor's degree in a relevant discipline
Benefits:
  • Comprehensive medical, dental, vision, and 401k plans
  • Generous paid time off
  • Access to on-site facilities
  • Opportunities for ongoing personal and professional growth
About the Company:

Advisors Excel is a forward-thinking organization committed to supporting independent financial advisors across the nation. They emphasize the success of both advisors and staff, fostering a collaborative and positive workplace culture.

Advisors Excel is an Equal Employment Opportunity Employer, dedicated to promoting diversity and inclusivity in the workplace.

  • Topeka, Kansas, United States Advisors Excel Full time

    Job SummaryWe are seeking a highly skilled Compliance Advertising Specialist to join our team at Advisors Excel. As a key member of our compliance team, you will be responsible for ensuring that all advertising communications and marketing materials comply with state and federal laws and regulations.Key ResponsibilitiesCompliance Review and Analysis:...


  • Topeka, Kansas, United States Advisors Excel Full time

    Position:Regulatory Compliance SpecialistLocation:Topeka OR Lenexa, KSJob Id:2025# of Openings:1Department: ComplianceReporting to: Compliance Manager & Regulatory CounselOverview:As a Regulatory Compliance Specialist, you will be essential in our Vendor Evaluation Program, ensuring that our vendors' capabilities are in accordance with our compliance...


  • Topeka, Kansas, United States Colgate-Palmolive Company Full time

    Job SummaryWe are seeking a highly skilled Regulatory Affairs Specialist to join our team at Colgate-Palmolive Company. As a key member of our regulatory team, you will be responsible for ensuring compliance with all relevant regulations and laws related to the export of pet food.Key ResponsibilitiesRegulatory Compliance: Develop and implement strategies to...


  • Topeka, Kansas, United States Kansas Action for Children Full time

    POSITION SUMMARYThe Revenue Compliance Specialist plays a crucial role in examining and validating source data to ensure precise and prompt entry into accounting systems and sub-systems, adhering to organizational policies and state regulations. It is essential to comply with all Internal Control Policies and Procedures, as well as the Bank Secrecy Act,...


  • Topeka, Kansas, United States State of Kansas Full time

    Job SummaryThe State of Kansas is seeking a highly skilled Licensing Analyst to join our team in the Licensing area. As a key member of our team, you will provide administrative support in the processing of licensure applications and renewals during renewal cycles.Key ResponsibilitiesReview, analyze, and interpret multiple and diverse regulatory...


  • Topeka, Kansas, United States Hill's Pet Nutrition Full time

    Job SummaryWe are seeking a highly skilled Regulatory Affairs Manager to join our team at Hill's Pet Nutrition. As a key member of our regulatory team, you will be responsible for ensuring compliance with regulations related to research and development, manufacturing, distribution, marketing, and sales of our products in the United States and...


  • Topeka, Kansas, United States The Family Initiative Inc Full time

    About the RoleWe are seeking a highly skilled and experienced Chief Quality Officer to join our team at The Family Initiative LLC. As a key member of our organization, you will play a critical role in ensuring the highest standards of quality and compliance across our operations.Key ResponsibilitiesDirect and administer the activities of the agency in...


  • Topeka, Kansas, United States Advisors Excel Full time

    Position:Compliance Advertising AnalystLocation:Topeka OR Lenexa, KS# of Openings:1Overview:Advisors Excel is on the lookout for skilled Compliance Advertising Analysts to enhance their team. This listing allows qualified candidates to express their interest in potential opportunities, even if current openings are not available.The role entails meticulous...


  • Topeka, Kansas, United States Evergy Company Full time

    Job Title: Transmission Compliance and Permitting Specialist Department: Transmission Engineering Location: Topeka, KS Compensation Range: Permitting and Compliance Analyst I: $57,100 - $71,400 Permit and Compliance Analyst II: $69,900 - $87,400 Senior Permit and Compliance Analyst: $79,100 - $105,400 Lead Permit and Compliance Analyst: $93,100 - $124,100...


  • Topeka, Kansas, United States Capitol Federal Savings Bank Full time

    **Key Responsibilities:**Manage the federal and state corporate tax reporting for Capitol Federal Savings Bank, which includes reviewing income tax returns and preparing/reviewing the quarterly income tax provision.**Collaboration and Communication:**Work closely with the Accounting and Financial Reporting teams to ensure accurate and timely tax...


  • Topeka, Kansas, United States State of Kansas Full time

    Job SummaryThe State of Kansas is seeking a highly skilled Senior Auditor to join our team. As a Senior Auditor, you will play a critical role in ensuring the accuracy and integrity of our financial records and compliance with regulatory requirements.Key ResponsibilitiesLead audit assignments, including planning, executing, directing, and completing audits...


  • Topeka, Kansas, United States Kansas Action for Children Full time

    Kansas Action for Children is Seeking a Supply Chain SpecialistAbout the Organization: At Kansas Action for Children, we are dedicated to improving the lives of children and families across the state. Our team of passionate professionals works collaboratively to advocate for policies and programs that support the well-being of children, ensuring they have...


  • Topeka, Kansas, United States Jeo Consulting Group Full time

    About the RoleJEO Consulting Group is seeking a highly experienced Director of Quality Assurance and Compliance to join our team. This is a key leadership position that will play a critical role in ensuring the highest standards of quality and compliance across all aspects of our business.Key ResponsibilitiesDevelop and implement quality assurance and...


  • Topeka, Kansas, United States Clean Harbors Full time

    Clean Harbors is a leading provider of environmental, energy and industrial services throughout the United States, Canada, Mexico and Puerto Rico. We are dedicated to solving complex challenges through innovation and proven methodologies. We are currently seeking a Waste Handling Specialist to join our safety-conscious team in Topeka, KS. This role involves...


  • Topeka, Kansas, United States Ardent Health Full time

    OverviewSign-on bonus opportunity available.Join our dedicated team as a full-time, evening shift X-Ray Imaging Specialist. Your journey to fulfilling your purpose starts here:At Ardent Health, we prioritize our people. Here’s how we support our team: Comprehensive medical, vision, and dental insurance, health savings accounts, competitive salaries, paid...


  • Topeka, Kansas, United States Kansas Action for Children Full time

    Position OverviewKansas Action for Children is dedicated to overseeing and implementing parking regulations effectively. This position involves monitoring parking facilities, issuing citations, assisting community members and visitors, and ensuring efficient traffic flow within the parking system.Key Responsibilities65% Parking Enforcement/Field Operations:-...


  • Topeka, Kansas, United States Kansas Action for Children Full time

    Position OverviewWe are looking for a dedicated Electromagnetic Compatibility Specialist 2 to join our team. In this role, you will play a crucial part in ensuring that our products meet stringent Electromagnetic Compatibility (EMC) standards.Key ResponsibilitiesLead small certification tests or collaborate with a team to complete EMC Certifications for...


  • Topeka, Kansas, United States Kansas Action for Children Full time

    Position OverviewAs a BSA Compliance Analyst at Kansas Action for Children, you will play a crucial role in ensuring adherence to regulatory standards and internal policies.Key Responsibilities- Conduct thorough daily evaluations of reports generated through the organization's BSA/AML monitoring systems.- Perform comprehensive reviews and trend analysis of...


  • Topeka, Kansas, United States World Fuel Services Full time

    Position Overview:As a Senior Logistics Operations Specialist at World Fuel Services, you will play a pivotal role in overseeing intricate logistics activities with a high degree of autonomy. Your expertise will be essential in addressing transportation challenges and enhancing customer service.Key Responsibilities:Issue Resolution: Proactively tackle...


  • Topeka, Kansas, United States Ensemble Health Partners Full time

    Job Summary:We are seeking a highly skilled Patient Access Specialist to join our team at Ensemble Health Partners. As a Patient Access Specialist, you will play a critical role in ensuring the smooth operation of our healthcare services.Key Responsibilities:Perform admitting duties for all patients admitted for services at the hospital, ensuring compliance...