Compliance Executive

3 days ago


WorkFromHome, United States Innovative Workforce Solution Ltd Full time

Responsibilities:



  • Assisting the Compliance Department in the Company's implementation, and maintenance of policies and procedures to ensure compliance with its ongoing regulatory obligations;
  • Assisting with the implementation of the Groups compliance monitoring program;
  • Liaison with all other departments within the Group on compliance, including anti-money laundering and financing of terrorism matters;
  • Assisting with the completion and filing of annual statutory filings (REQ, ACR, etc.);
  • Assisting with the co-ordination of any regulatory audit, inspection or visit;
  • Assisting with periodic customer file reviews;
  • Reporting regularly to the Groups MLRO and Compliance Office on all matters relating or pertaining to compliance including anti-money laundering and financing of terrorism matters;
  • Challenging existing practices and procedures and making recommendations to management in accordance with industry best practice;



Requirements:



  • Previous experience in a similar role
  • A good understanding of the TCSP industry and its regulatory framework
  • Detail-oriented and an analytical mindset
  • Fluency in English
  • Proficiency in IT


Adress:
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