Compliance Executive
3 days ago
Responsibilities:
- Assisting the Compliance Department in the Company's implementation, and maintenance of policies and procedures to ensure compliance with its ongoing regulatory obligations;
- Assisting with the implementation of the Groups compliance monitoring program;
- Liaison with all other departments within the Group on compliance, including anti-money laundering and financing of terrorism matters;
- Assisting with the completion and filing of annual statutory filings (REQ, ACR, etc.);
- Assisting with the co-ordination of any regulatory audit, inspection or visit;
- Assisting with periodic customer file reviews;
- Reporting regularly to the Groups MLRO and Compliance Office on all matters relating or pertaining to compliance including anti-money laundering and financing of terrorism matters;
- Challenging existing practices and procedures and making recommendations to management in accordance with industry best practice;
Requirements:
- Previous experience in a similar role
- A good understanding of the TCSP industry and its regulatory framework
- Detail-oriented and an analytical mindset
- Fluency in English
- Proficiency in IT
Adress:
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