IT Risk Audit Lead Specialist

2 weeks ago

Frisco, Texas, United States OpTech Full time

Why choose OpTech?

OpTech is a woman-owned organization that prioritizes your insights, fosters your development, and consistently supports you. At OpTech, you will receive health and dental benefits from your first day of employment, along with opportunities for training, flexible and remote work arrangements, career advancement, a 401K plan, and competitive compensation.

We seek a dedicated professional in an auditing capacity who is willing to engage in hands-on work rather than merely overseeing tasks. This position focuses on SOX controls related to Identity and Access Management, which includes conducting manual user access evaluations, analyzing logs, and verifying that privileged access is appropriate.

*Candidates must possess substantial audit experience and be capable of performing User Access Reviews (UARs).

Desired Qualifications:

  • Experience in Auditing
  • Proficiency in User Access Reviews
  • Experience with Third Party/Vendor Auditing
  • Background in Banking
  • IT Knowledge
  • Familiarity with SOX Controls

Role Overview: Business Unit Risk Analyst Lead

The Business Unit Risk Analyst Lead may operate as an individual contributor or lead a small team responsible for evaluating the operational risks within their business unit. This role will provide insights and guidance regarding control gaps and regularly report to management on trends, strengths, and weaknesses. Additionally, the role will ensure consistency in testing methodologies, maintaining the highest integrity of test outcomes.

Key Responsibilities:

Control Testing

Oversee management and coordination of all regulatory and audit inquiries. Responsible for preparing and organizing audit and examination deliverables. Ensure compliance with key regulatory timelines and required processes, including testing of necessary documentation. Report compliance and control findings to the management of affected areas. Conduct risk assessments to evaluate the level of risk to the organization and recommend actions to mitigate identified risks. Develop and implement new compliance initiatives to address regulatory changes.

Policies, Processes, and Procedures

Monitor and interpret policies and procedures for the assigned business line, updating them as necessary. Propose strategies to reduce turnaround times while managing operational risk. Analyze and provide recommendations on departmental policies, processes, and procedures. Collaborate with business units to ensure all processes adhere to policies and federal regulations. Participate in committees and special projects as needed. Manage or participate in large, complex projects related to risk and compliance. Work closely with business units and others to implement new regulations.

Training and Reporting

Educate and train business units on risks pertinent to their operations. Ensure that compliance training requirements are effectively communicated and completed.

OpTech is an Equal Opportunity Employer (EOE). All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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