Senior Compliance Director, Americas

1 day ago


New York, New York, United States FalconX Full time
Job Overview

FalconX is a leading institution in the crypto markets, revolutionizing access to this rapidly evolving space. As Head of Compliance, Americas, you will lead our compliance program, ensuring seamless navigation through regulatory complexities.

Key Responsibilities:
  • Oversee AML/CFT and Sanctions programs for FalconX's regulated entities in the Americas region.
  • Serve as board-appointed AML Officer for U.S.-based entities holding money transmitter licenses and other affiliates.
  • Work with leads to obtain and maintain registrations and licenses in the U.S., manage regulatory relationships, and examinations.

In addition to these key responsibilities, you will also evaluate existing and new products and services for Compliance risk, ensure implementation of sufficient controls prior to launch, design, implement, and oversee AML/CFT internal controls, review and investigate alerts/high-risk accounts, identify suspicious activity, and perform enhanced due diligence on customers and accounts.

Requirements:
  • 10+ years of Compliance regulatory leadership experience in the financial services space (FinTech, Crypto, or banking sector).
  • Bachelor's degree in Finance, Economics, Law, Business Administration, or a related field, or Juris Doctor preferred.
  • Extensive knowledge and experience with compliance regulations, including AML/CFT, Patriot Act (CIP), Office of Foreign Assets Control, and FinCEN advisory guidelines regarding Know Your Customer (KYC)/Enhanced Due Diligence (EDD).
  • Proven background in building crypto compliance programs, processes, and controls.
Compensation:

The estimated salary for this role is between $248,000 - $341,000 USD per year, based on location and industry standards.

FalconX offers a competitive benefits package, including performance-linked bonuses, equity, and a comprehensive benefits package.



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