Senior Financial Advisory Specialist

2 weeks ago


Lincolnshire, Illinois, United States The Ladders Full time
Position Overview:
As a seasoned financial consultant with expertise in a Registered Investment Advisor (RIA) setting, you are invited to explore a role that emphasizes professional growth and development. If you possess a strong enthusiasm for investments and a commitment to assisting clients in achieving their financial aspirations through strategic wealth management, this opportunity may be ideal for you.

About Us:
The Ladders offers a dynamic and entrepreneurial atmosphere, perfect for serving high-net-worth individuals and families. This role is tailored for a proactive self-starter who will collaborate closely with our Wealth Management Director to deliver comprehensive financial assessments and sound planning that align with clients' financial objectives.

Key Responsibilities:
  • Participate in meetings with both current clients and potential prospects.
  • Provide education on financial principles and investment alternatives to empower clients in their decision-making.
  • Build and maintain trust-based relationships with clients to support their financial planning objectives.
  • Develop and present detailed financial analyses and plans that reflect a deep understanding of each client's unique needs.
  • Stay informed on economic trends, market dynamics, and regulatory updates to ensure accurate client recommendations.
Qualifications:
  • Bachelor's degree in finance, economics, or a related discipline.
  • A minimum of 5 years of client-facing experience in an RIA or comparable environment.
  • Familiarity with Tamarac and Envestnet, along with knowledge of custodial platforms such as Schwab and Fidelity, is advantageous.
  • Possession of Series 65 licensure.
  • CFP certification or eligibility, with a background in CPA or SFA, is welcomed.
  • Proficiency in financial planning software, including MoneyGuidePro.
  • Exceptional client service abilities and the capacity to articulate complex financial concepts clearly.
  • Strong written and verbal communication skills.
  • Demonstrated integrity and discretion with confidential information.
  • Bilingual proficiency in Spanish is a significant advantage.


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