Regulatory Compliance Supervisor

2 weeks ago


Ogden, Kansas, United States Bank of China Full time
Position Title: Compliance Manager (Investment and Insurance Focus)

Employment Type: Full-time

Department: Legal & Compliance and Operational Risk Management

Job Functions: Legal

Key Responsibilities:
1. Offer expert advisory services to various business units on regulatory compliance matters related to investment and insurance products and services.
2. Engage in and support projects and initiatives concerning regulatory compliance, including system launches and enhancements.
3. Evaluate and update policies, procedures, and compliance manuals to ensure alignment with applicable laws and regulations governing investment and insurance sectors.
4. Facilitate compliance training sessions for employees in accordance with local regulations and the organization's policies and training objectives.

Qualifications:
1. Bachelor’s degree or higher in Law, Banking and Finance, Accounting, or related fields.
2. Minimum of 3 years’ experience in legal and regulatory compliance, ideally within banking, financial services, or regulatory agencies.
3. Strong understanding of investment and insurance products, regulatory standards, and industry practices.
4. Excellent analytical, interpersonal, and communication skills, with the ability to adapt to changing environments.
5. Proficient in both written and spoken English and Chinese (including Mandarin).
6. Competent in Microsoft Office applications.

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