Senior Audit Supervisor

1 week ago

Plano, Texas, United States Bank of America Full time

Job Overview

:
This position is accountable for managing designated segments of audit activities, serving as the Auditor-in-Charge (AIC), and implementing the audit framework for various Lines of Business (LOBs). Key duties encompass steering risk-focused auditing by establishing scope and testing protocols to assess the control framework in alignment with audit standards, evaluating issues for business implications, and proposing severity ratings, composing audit reports, and nurturing relationships with business partners. Expectations for this role include promoting an inclusive workplace and guiding team members.

Key Responsibilities:

Implements audit strategies to ensure effective risk-based auditing by defining audit parameters and programs, and crafting audit reports utilizing automation and innovative techniques in a timely and high-quality manner. Functions as Auditor-in-Charge (AIC) by supervising audit evaluations and ensuring they are conducted promptly and adhere to quality benchmarks, audit standards, and protocols. Evaluates impacts on business operations, controls, and strategies to provide recommendations on severity ratings and escalate overarching themes or trends based on existing business insights. Demonstrates intellectual curiosity and sound judgment to effectively influence and challenge management to enhance the control environment and promote continuous improvements in auditing. Manages a team of associates, offering daily mentorship and guidance while fostering an inclusive workplace. Cultivates business partner relationships, primarily with line management, to enhance business knowledge. Applies comprehensive knowledge of products, business operations, and technical expertise to effectively challenge management in improving the control environment.

Required Skills:

Analytical Thinking Audit Planning Internal Audit Review Issue Management Risk Management Business Acumen Coaching Project Management Relationship Building Written Communications Attention to Detail Automation Critical Thinking Technical Documentation

Required Qualifications:

At least 8 years of experience in audit or risk control, preferably within financial services. A minimum of 3 years in a lead auditor or Auditor-in-Charge (AIC) capacity. Proficient in risk assessment to evaluate processes and operational risks, identify controls, and determine gaps and weaknesses. Strong written and verbal communication skills, capable of articulating issues and recommending corrective actions. Ability to effectively influence risk direction and assert when necessary. Intellectual curiosity to pinpoint risk areas, combined with analytical, logical reasoning, and problem-solving skills to objectively assess risk scenarios. Competence in managing audit projects within a risk-based audit framework and providing coaching and training to junior team members. Excellent time management skills with the ability to juggle multiple priorities in a dynamic environment. Ability to collaborate effectively as part of a team while also functioning independently when needed. Capability to plan, execute, and assess audit test plans within a risk-based audit methodology. Strong analytical abilities to interpret large data sets and convert them into actionable insights. Proficient in communicating to influence management and drive change in both strategic and tactical initiatives. Bachelor's degree and/or advanced degree with relevant experience.

Desired Qualifications:

Certified Internal Auditor (CIA) certification. Background in audit or risk control within financial services. Prior experience with analytical and automation tools (SQL, SAS, Python, Alteryx, Advanced Excel). Advanced degree or certifications (CIA, CISA, CPA preferred). Certifications such as Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE).

Work Schedule:

1st shift (United States of America)

Weekly Hours: 40

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