Regulatory Compliance Analyst

Nasdaq Technology is seeking a Regulatory Compliance Analyst to enhance our Broker Dealer team. If you are driven by innovation and efficiency, this role may be the perfect fit for you. At Nasdaq, we are committed to transforming markets and embracing new technologies to create cutting-edge solutions that shape the future. As a Regulatory Compliance Analyst,...

Job Overview: Position: Business AnalystLocation: New York, NYContract Duration: 6-12 months (Potential for extension) Key Responsibilities:• Support the implementation and evaluation of controls aimed at reducing the risk of non-compliance with regulatory standards, including the monitoring and analysis of exposure against regulatory limits.• Identify...

Company Overview:Genpact (NYSE: G) is a prominent global professional services and solutions firm committed to delivering transformative outcomes. With a workforce of over 125,000 across more than 30 countries, we thrive on curiosity, entrepreneurial spirit, and a dedication to creating lasting value for our clients. Our mission is to pursue a world that...

Introduction Founded in 1912, Bank of China stands as one of the largest financial institutions globally, boasting over $3 trillion in assets and a presence across more than 60 countries and regions. Our enduring vision, institutional strength, and international reach make us a dependable financial partner for our clients, whether in Corporate or Personal...

Job OverviewABOUT CROSSMEDIA INCCrossmedia Inc is a leading independent media agency dedicated to ethical practices in media and business. Founded in 2000, we have grown to become one of the largest minority-owned full-service media planning and buying agencies in the United States, with a global presence and a commitment to our core values of TRUST, REASON,...

About the RoleGuild Mortgage Company, a leading mortgage banking firm, is seeking a highly skilled Compliance Specialist I to join our team. As a Compliance Specialist I, you will play a critical role in ensuring the company's compliance with federal, state, and agency regulations.Key ResponsibilitiesCompliance Research: Conduct thorough research on federal,...

The Compliance Data Analyst I will work under the supervision of the GRC Senior Compliance Associate, contributing to ongoing data remediation efforts, conducting data quality assessments, and verifying licenses with relevant state boards to ensure that federal, state, and EU disclosure reports are submitted accurately and on time for GForce Life...

The Compliance Data Analyst I will report to the GRC Senior Compliance Associate and will play a vital role in ongoing data remediation, ensuring data integrity, and verifying licenses from relevant state boards to guarantee that federal, state, and EU disclosure reports are submitted accurately and on time for GForce Life Sciences.Key...

The Compliance Data Analyst I will be responsible for supporting the GRC Senior Compliance Associate in various data-related tasks. This role focuses on ensuring the accuracy and timeliness of data remediation, quality checks, and license verification from state boards, which are essential for federal, state, and EU disclosure reports.Key...

Overview of Responsibilities• Generate and compile regulatory reports as designated, adhering to US GAAP and specific reporting guidelines for various timeframes including daily, weekly, monthly, quarterly, and annual submissions (e.g., FR2900, FR2644, FFIEC 002, FFIEC 019, TIC reports, BE reports, etc.).• Possess a solid understanding of the reporting...

The Compliance Data Analyst I will report to the GRC Senior Compliance Associate and will play a vital role in ongoing data remediation, ensuring data quality, and verifying licenses from relevant state boards. This is essential to guarantee that federal, state, and EU disclosure reports are submitted accurately and on time for GForce Life Sciences.Key...

The Compliance Data Analyst I will report to the GRC Senior Compliance Associate and play a crucial role in ongoing data remediation and quality assurance. This position involves verifying licenses from relevant state boards to ensure that federal, state, and EU disclosure reports are submitted accurately and on time for GForce Life Sciences.Key...

The Compliance Data Analyst I will report to the GRC Senior Compliance Associate and will play a crucial role in ongoing data remediation, ensuring data integrity, and verifying licenses from state boards to guarantee that federal, state, and EU disclosure reports are submitted accurately and on time for GForce Life Sciences.Key Responsibilities:Facilitate...

Job OverviewABOUT CROSSMEDIA INCCrossmedia Inc is a leading independent media agency dedicated to conducting business ethically and transparently. Founded in 2000, we have grown to become one of the largest minority-owned full-service media planning and buying agencies in the United States. Our global presence, with over 500 professionals, reflects our...

Immediate Opportunity | Market Compliance Risk AnalystPosition Title: Market Compliance Risk AnalystContract Duration: 06 Months (Potential for Extension/Conversion)Compensation Range: $80-$85/hr on w2Key Responsibilities:Support the implementation and evaluation of controls aimed at reducing the risk of non-compliance with regulatory standards, including...

Job OverviewABOUT CROSSMEDIA INCCrossmedia Inc is a leading independent media agency dedicated to ethical practices in media and business. Founded in 2000, we have grown to become one of the largest minority-owned full-service media planning and buying agencies in the United States. Our global presence, including partnerships in the UK and Germany, consists...

Compliance Risk AnalystThe role of a Compliance Risk Analyst is essential in ensuring that the organization adheres to regulatory standards while safeguarding its clientele. This position demands meticulous attention to detail, robust reporting capabilities, thorough testing, and adept project management skills. A successful Compliance Risk Analyst must...

The Lead Investigator is responsible for conducting thorough investigations across various Regulatory Compliance cases to establish comprehensive and factual investigative records. Less complex cases are managed with limited oversight from supervisory personnel. We are looking for a candidate with expertise in areas such as market structure, trading...

About Us: We are an inclusive employer committed to fostering a diverse workplace. As a proud member of myGwork, we support the LGBTQ+ business community and strive to create a welcoming environment for all. Role Overview: Our Legal & Compliance Department is integral to our global operations, addressing complex legal challenges and ensuring adherence to...

Opportunity for a Compliance Counsel at LyftAre you an experienced legal professional eager to contribute to a prominent transportation organization that values diversity and inclusion? Lyft is on the lookout for a Compliance Counsel to engage with regulatory bodies, provide legal advice on compliance matters, and ensure that all regulatory obligations are...