Regulatory Compliance Specialist

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored to high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience within a...

About UsEstablished in 1999, Next Capital Management LLC is a distinguished, SEC Registered Investment Advisor dedicated to providing investment and advisory services tailored for high-net-worth individuals, families, trusts, and businesses through a multi-family office approach. Our mission is to create a personalized wealth management experience in a...

Job DescriptionSia Partners, a leading management consulting firm, is seeking a seasoned Regulatory Compliance Specialist to join our Financial Services practice. As a key member of our team, you will play a critical role in supporting our clients with regulatory remediation initiatives.Key ResponsibilitiesDevelop and Execute Regulatory Remediation Plans:...

Company Overview:Golden Platter Foods, Inc. is a leader in the frozen food sector, merging traditional practices with modern innovations to produce beloved family meals. As a family-owned enterprise, we prioritize quality and adherence to regulations, ensuring our products consistently meet the highest standards. Join a vibrant team dedicated to excellence...

Innova Solutions is currently seeking a Senior Regulatory Compliance Specialist.Position Type:Full-time; Contract Duration: 12+ MonthsLocation:RemoteCompensation:$35 - $39/hr on W2Role Overview:As a Senior Regulatory Compliance Specialist, you will play a crucial role in supporting our ongoing projects. We are looking for a candidate who is eager to learn...

About Us: We are an inclusive employer committed to fostering a diverse workplace. As a proud member of myGwork, we support the LGBTQ+ business community and strive to create a welcoming environment for all. Role Overview: Our Legal & Compliance Department is integral to our global operations, addressing complex legal challenges and ensuring adherence to...

Job OverviewQuantbot, a leading firm in the finance sector, is in search of a diligent, proactive, and detail-oriented professional to enhance our compliance team. As a rapidly growing investment adviser, we pride ourselves on our commitment to maintaining the highest compliance standards.Key Responsibilities:The selected candidate will be tasked with...

Job DescriptionJob Title: Compliance AssociateCompany: Beacon Hill LegalLocation: Downtown ManhattanJob Type: Full-timeSalary: $140,000 - $170,000 per yearExperience: 4+ years in a regulated trading companyResponsibilities:Work with regulatory agencies to ensure compliance with relevant laws and regulationsDevelop and implement compliance programs to...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Quantbot Technologies LP is in search of a diligent, detail-oriented, and proactive individual to become a vital part of our compliance division within our expanding investment advisory firm.Key Responsibilities:The selected candidate will be tasked with the preparation of regulatory submissions, collaborating with compliance personnel to support various...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Summary:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...

Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Overview:We are in search of a Compliance Associate with a strong background in compliance advisory and market regulation. This position will report directly to the...

Global Compliance is tasked with the critical function of identifying, mitigating, and managing compliance, regulatory, and reputational risks across the organization. This team is essential in reinforcing the firm's commitment to compliance by establishing robust controls, policies, and procedures. Acting as a vital second line of defense, Compliance...

Company Overview:McCann & Braham is a leading global commodity trading firm recognized for its dedication to ethical practices, sustainability, and integrity in business operations.Position Summary:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...

Company Overview:McCann & Braham is a leading global commodity trading firm, recognized for its dedication to ethical practices, sustainability, and responsible business operations.Position Overview:We are looking for a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market Conduct...

Company Overview:McCann & Braham is a distinguished global commodity trading firm recognized for its unwavering dedication to ethical practices, sustainability, and responsible operations.Position Overview:We are in search of a Compliance Associate with expertise in compliance advisory and market regulation. This position will report directly to the Market...

Company Overview:Golden Platter Foods, Inc. has established itself as a leader in the frozen food sector, merging traditional values with modern advancements to deliver products that families cherish. Our commitment to quality and adherence to regulations is at the heart of our operations, ensuring that every item we produce meets the highest...

Job OverviewABOUT CROSSMEDIA INCCrossmedia Inc is a leading independent media agency dedicated to ethical practices in media and business. Founded in 2000, we have grown to become one of the largest minority-owned full-service media planning and buying agencies in the United States, with a global presence and a commitment to our core values of TRUST, REASON,...

About the RoleGuild Mortgage Company, a leading mortgage banking firm, is seeking a highly skilled Compliance Specialist I to join our team. As a Compliance Specialist I, you will play a critical role in ensuring the company's compliance with federal, state, and agency regulations.Key ResponsibilitiesCompliance Research: Conduct thorough research on federal,...

CIFC ASSET MANAGEMENT OVERVIEWEstablished in 2005, CIFC Asset Management LLC (and its affiliates, collectively referred to as "CIFC") operates as a global credit management firm specializing in various sectors including CLOs, structured credit, corporate credit, opportunistic credit, and direct lending. With a focus on serving institutional investors...