Financial Services Regulatory Analyst

2 weeks ago


New York, New York, United States Mindlance Full time

Immediate Opportunity | Market Compliance Risk Analyst

Position Title: Market Compliance Risk Analyst

Contract Duration: 06 Months (Potential for Extension/Conversion)

Compensation Range: $80-$85/hr on w2

Key Responsibilities:

  • Support the implementation and evaluation of controls aimed at reducing the risk of non-compliance with regulatory standards, including the oversight and analysis of exposure against regulatory limits.
  • Identify and recommend enhancements to optimize processes, leading the execution of improvements.
  • Oversee the governance of Markets Prudential and Regulatory Risk profiles, including the assessment of related issues, metrics, and control performance, while preparing comprehensive reports for senior management.
  • Assist in the analysis of regulatory applicability and control mapping to ensure accuracy and relevance for Markets operations.
  • Engage with stakeholders across various functions, fostering and maintaining strong relationships with internal partners.
  • Collaborate as part of a global team to monitor controls, provide oversight, and escalate issues promptly.

Qualifications:

  • Significant experience in Regulatory Governance and/or Product Control within Financial Services.
  • Familiarity with global market traded products and associated control principles is advantageous but not mandatory.
  • Proficient in Microsoft Office Suite, with a strong emphasis on Microsoft Excel and PowerPoint.
  • Exceptional written and verbal communication skills, along with strong interpersonal abilities.

Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.



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