Compliance Manager
1 day ago
Atlantic Group is seeking a seasoned professional to lead its Code of Ethics Compliance program. As Senior Manager, you will be responsible for managing a small team of analysts and overseeing the administration of compliance functions. Your expertise in regulatory and administrative compliance will be crucial in enhancing the scale and efficiency of the Code of Ethics compliance program. You will work closely with the Chief Compliance Officer and interact with employees from global offices. Key qualifications include 6-12 years of relevant compliance experience, managerial experience, and a strong working knowledge of the Investment Advisers Act Rules 204A-1. Proficiency in StarCompliance and prior experience managing through SEC examinations of Code of Ethics programs is preferred. If you have a strong attention to detail, excellent leadership skills, and a strong work ethic, we encourage you to apply for this exciting opportunity. The ideal candidate will have a strong understanding of compliance principles and the U.S. regulatory framework. You will be responsible for managing Code of Ethics disclosures, personal trading monitoring, and creating training programs. Your ability to execute forward planning in a timely fashion will be essential in this role. If you are a motivated and experienced professional looking for a new challenge, we invite you to apply for this position. The compensation package includes a base salary of $155k-$200k plus bonus. The position is based in New York and offers a hybrid work arrangement. If you are interested in this opportunity, please submit your application.
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Compliance Director
2 weeks ago
New York, New York, United States Compliance Recruitment Solutions Full timeJob DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...
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Compliance Risk Manager
4 days ago
New York, New York, United States Goldman Sachs Full timeJob SummaryWe are seeking a highly skilled Compliance Risk Manager to join our team at Goldman Sachs. As a key member of our Compliance Testing Group, you will play a critical role in assessing and mitigating compliance risks across our firm.Key Responsibilities:Design and execute comprehensive testing plans to evaluate compliance with regulations and firm...
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Recertification & Compliance Manager
2 weeks ago
New York, New York, United States Real Estate Full timeJob SummaryWe are seeking a highly skilled Recertification & Compliance Supervisor to join our team in the real estate industry. As a key member of our organization, you will be responsible for managing the HUD/Section 8/Tax Credit recertification process for our affordable housing units.Key ResponsibilitiesLead a team of six to handle annual...
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Compliance Operations Manager
2 weeks ago
New York, New York, United States Municipal Credit Union Full timeJob OverviewAbout Municipal Credit Union:At Municipal Credit Union, we are dedicated to fostering a positive culture that drives a motivated team to deliver exceptional results for our members. With over a century of service, MCU has consistently provided accessible financial solutions to a diverse membership exceeding 500,000 individuals. Our commitment to...
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Compliance Operations Manager
2 weeks ago
New York, New York, United States Municipal Credit Union Full timeJob OverviewAbout Municipal Credit Union:At Municipal Credit Union, we are dedicated to fostering a positive culture that motivates our team to excel in delivering outstanding results for our members. With over a century of service, MCU has consistently provided accessible financial solutions to a diverse membership of over 500,000 individuals, upholding our...
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Senior Compliance Manager
1 week ago
New York, New York, United States Larson Maddox Full timeLarson Maddox is seeking an experienced Compliance professional to lead specialist Compliance Testing programs across the firm's Broker Dealer business with an initial focus on Volcker Testing.The ideal candidate will report directly into the Americas Head of Wholesale Banking Compliance Testing.The Compliance Testing Manager will be responsible...
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Grant Compliance Manager
2 months ago
New York, New York, United States Mace Full timeAt Mace, our purpose is to redefine the boundaries of ambition. We believe in creating places that are responsible, bringing transformative impact to our people, communities and societies across the globe. To learn more about our purpose, culture, and priorities, visit our strategy site. Within our consult business we harness our unique combination of...
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Compliance Operations Manager
2 weeks ago
New York, New York, United States Municipal Credit Union Full timeJob OverviewAbout Municipal Credit Union (MCU):At MCU, we prioritize fostering a vibrant culture that inspires our team to excel in delivering exceptional results for our members. With over a century of service, we are dedicated to providing accessible financial solutions to a diverse membership of over 500,000 individuals, upholding our commitment to the...
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Data Compliance Manager
1 day ago
New York, New York, United States Icahn School of Medicine at Mount Sinai Full timeJob Title: Research Data Compliance ManagerMount Sinai Health System is seeking a highly skilled Research Data Compliance Manager to join our Scientific Computing and Data team. As a key member of our team, you will play a critical role in ensuring the compliance of our research data with local, state, and federal regulations, as well as Mount Sinai's...
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Permitting Compliance Manager
2 months ago
New York, New York, United States Mace Full timePosition Status: This opportunity is for a bid, so it is not yet a secured role. If you would like to be considered as we progress with this position, please click to apply.At Mace, our purpose is to redefine the boundaries of ambition. We believe in creating places that are responsible, bringing transformative impact to our people, communities and societies...
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Environmental Compliance Manager
3 weeks ago
New York, New York, United States Jamaica Hospital Full timePosition Overview:As an Environmental Compliance Manager, you will provide essential leadership and guidance to ensure adherence to all relevant federal, state, and local regulations, as well as internal safety and environmental standards. Your role is crucial in fostering a culture of compliance and safety within Jamaica Hospital.Key Responsibilities:-...
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Data Compliance Manager
6 days ago
New York, New York, United States Icahn School of Medicine at Mount Sinai Full timeAbout the RoleThe Icahn School of Medicine at Mount Sinai is seeking a highly skilled Data Compliance Manager to join our team. As a key member of our Scientific Computing and Data group, you will play a critical role in ensuring that our team follows all local, state, federal regulations, as well as Mount Sinai's policies, legal, ethical, intellectual...
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EHS Compliance Specialist
3 weeks ago
New Brunswick, New Jersey, United States Compliance Management International Full timeJob OverviewCompany OverviewCompliance Management International (CMI) stands as a leading global provider of environmental, health, and safety (EHS) solutions, dedicated to serving a diverse clientele for over three decades. Our collaborative approach with organizations, including major corporations and governmental bodies, aims to elevate operational...
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Manager of Compliance and Risk Management
3 weeks ago
New York, New York, United States Bally's Dover Casino Resort Full timeLocation: Atlantic City Key Responsibilities: · Oversee and guide compliance initiatives across designated jurisdictions, ensuring adherence to all elements of the Corporate Compliance Program. · Ensure full compliance with state gaming regulations and collaborate with legal counsel to address compliance matters. · Lead the property's Anti-Money...
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AML Compliance Manager
7 days ago
New York, New York, United States Mizuho Financial group Full timeJob SummaryMizuho Financial Group is seeking an experienced AML Compliance Manager to lead multiple compliance testing reviews for the Americas Region. The ideal candidate will have a strong background in AML/Sanctions compliance and experience managing testing activities.Key ResponsibilitiesManage multiple testing activities for the Americas region,...
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Senior Compliance Manager
4 days ago
New York, New York, United States Larson Maddox Full timeSenior Compliance ManagerLarson Maddox is seeking an experienced Compliance professional to provide specialist advice and guidance to senior leaders and key members of our Fixed Income business, focusing on Municipal Bonds (Munis).Key Responsibilities:Provide Compliance advice to stakeholders and senior leaders in the Munis business, focusing on Controls and...
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Manager - Regulatory Compliance
1 month ago
New York, New York, United States Bally's Atlantic City Full timeAtlantic City Directs and monitors compliance activities for assigned jurisdictions, to include all components required under the Corporate Compliance Program. Ensures New Jersey Division of Gaming Enforcement requirements are fully complied with and liaises with TRWH's counsel in this regard. Owns property Anti Money Laundering program and all submission...
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Tax Compliance Manager
2 weeks ago
New York, New York, United States RELX Inc. Company Full timeRELX Inc. Company is in search of a Tax Compliance Manager. This position will be responsible for supervising compliance activities, leading a team, collaborating with colleagues, and refining procedures to guarantee adherence to regulations and enhance operational effectiveness. Key ResponsibilitiesLead and mentor team membersManage the tax compliance...
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Compliance Management Consultant
2 weeks ago
New York, New York, United States Siapartners Full timeCompliance Project Management ConsultantFull-timeSia Partners is a forward-thinking management consulting firm that integrates advanced AI and design capabilities with traditional consulting practices to provide exceptional value to our clients. With a team of 3,000 consultants across 19 countries, we are poised to achieve significant turnover this fiscal...
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SOX Compliance Manager
4 days ago
New York, New York, United States Hunter Douglas, Inc. Full timeJob Title: SOX Compliance ManagerHunter Douglas, Inc. is seeking a highly skilled SOX Compliance Manager to join our team. As a key member of our internal controls team, you will be responsible for leading and overseeing the zone's SOX compliance efforts.Key Responsibilities:Collaborate with local controllership teams, business leads, process owners, and...