Compliance Operations Manager

2 weeks ago

New York, New York, United States Municipal Credit Union Full time
Job Overview

About Municipal Credit Union:

At Municipal Credit Union, we are dedicated to fostering a positive culture that motivates our team to excel in delivering outstanding results for our members. With over a century of service, MCU has consistently provided accessible financial solutions to a diverse membership of over 500,000 individuals, upholding our commitment to the principle of community support.

Position Summary: The Compliance Operations Manager plays a pivotal role in the upkeep of MCU's Compliance Management System. This position serves as a key resource on consumer finance regulations, proactively identifies areas for process enhancement, and facilitates necessary adjustments. The Compliance Operations Manager ensures the effective execution of compliance initiatives in collaboration with external legal advisors, vendors, and internal teams, while also managing member inquiries related to compliance.

Key Responsibilities:

  • Assist in the creation, implementation, and ongoing management of the Credit Union's Compliance Management System, including conducting risk assessments and compliance monitoring.
  • Oversee external legal counsel and compliance vendors to optimize departmental resources.
  • Identify and report compliance issues stemming from reviews, member feedback, or regulatory audits, fostering collaboration across all business units to mitigate compliance risks.
  • Administer compliance training for relevant staff throughout the organization.
  • Review and draft responses to member inquiries and complaints.
  • Evaluate marketing materials for compliance with consumer protection regulations.
  • Provide regular updates to senior leadership regarding compliance program status and industry trends.
  • Act as a liaison during compliance audits and examinations.
  • Conduct special projects and additional responsibilities as assigned.
  • Analyze new regulations and their implications for business operations.
  • Guide departmental staff in their daily compliance-related tasks, ensuring timely and effective performance.
  • Perform other duties as necessary.

Qualifications:

  • Bachelor's degree or equivalent experience in banking or compliance, with certifications such as JD, CRCM, or NCCO preferred.
  • Significant experience in consumer compliance, ideally within a credit union environment.
  • Proficient in Microsoft Office applications, particularly Word, Excel, and PowerPoint.
  • Strong understanding of federal and state consumer compliance laws.
  • Excellent analytical, organizational, and problem-solving abilities.
  • Outstanding written and verbal communication skills.
  • Ability to work independently with minimal oversight.
  • Strong interpersonal skills and a sense of urgency.
  • Effective prioritization and resource allocation skills.
  • Detail-oriented and highly ethical.

Core Competencies:

  1. In-depth knowledge of consumer protection laws and regulations.
  2. Ability to interpret and analyze regulatory requirements.
  3. Proficient in analyzing financial data.
  4. Effective communication of compliance issues to stakeholders.
  5. Fluency in Microsoft Office, especially Excel.

Why You Will Thrive Here:

Our Core Values shape our identity and guide our hiring practices. By embodying these values, we attract exceptional talent and drive outstanding results. To excel in this role, you will demonstrate:

Results Orientation: A commitment to achieving optimal outcomes for our members through continuous improvement.

Agility: The ability to adapt decision-making and planning processes with creativity and curiosity.

Integrity: Professionalism and transparency in all communications.

Team Collaboration: A focus on achieving shared goals as part of a unified team.

Accountability: A dedication to upholding responsibilities and caring about outcomes.

Inclusivity: A commitment to fostering an environment where everyone feels valued and respected.

We are committed to providing competitive compensation and benefits, including medical and dental coverage, a 401K plan with employer matching, and flexible paid time off. MCU is an Equal Opportunity Employer, dedicated to creating a diverse and inclusive workplace.

  • Compliance Operations Manager

    2 weeks ago

    New York, New York, United States Municipal Credit Union Full time

    Job OverviewAbout Municipal Credit Union:At Municipal Credit Union, we are dedicated to fostering a positive culture that drives a motivated team to deliver exceptional results for our members. With over a century of service, MCU has consistently provided accessible financial solutions to a diverse membership exceeding 500,000 individuals. Our commitment to...

  • Compliance Operations Manager

    2 weeks ago

    New York, New York, United States Municipal Credit Union Full time

    Job OverviewAbout Municipal Credit Union (MCU):At MCU, we prioritize fostering a vibrant culture that inspires our team to excel in delivering exceptional results for our members. With over a century of service, we are dedicated to providing accessible financial solutions to a diverse membership of over 500,000 individuals, upholding our commitment to the...

  • Compliance Director

    2 weeks ago

    New York, New York, United States Compliance Recruitment Solutions Full time

    Job DescriptionCompliance Director - Private Funds ExpertWe are seeking an experienced Compliance Director to join our team at Compliance Recruitment Solutions. As a Compliance Director, you will be responsible for providing strategic compliance advice and solutions to our clients in the private funds industry.Key Responsibilities:Act as lead compliance...

  • Compliance and Operational Risk Manager

    1 month ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Compliance and Operational Risk Management Specialist

    2 weeks ago

    New York, New York, United States Bank of America Full time

    Job DescriptionAt Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Equities Compliance and Operational Risk Manager

    1 month ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Lead Manager, Credentialing and Compliance Operations

    2 weeks ago

    New York, New York, United States Spring Health Full time

    Position OverviewMission Statement: Our aim is to dismantle every obstacle to mental health access.At Spring Health, we are committed to transforming mental healthcare by eliminating barriers that hinder individuals from receiving timely assistance. Our clinically validated technology, Precision Mental Healthcare, enables us to provide personalized care—be...

  • Director of Operations and Compliance

    4 days ago

    New York, New York, United States SimiTree Full time

    Senior Director of Administration and Compliance OpportunitySimiTree is seeking an experienced leader to oversee administrative functions, facility management, and regulatory compliance for our multi-site Home Care organization. The ideal candidate will have a strong background in Home Health and/or Private Duty Home Care operational leadership, with a focus...

  • Compliance Operations Specialist

    3 weeks ago

    New York, New York, United States VNS Health Full time

    OverviewAs a key player in our Compliance team, you will provide essential project management and analytical support for VNS Health's Compliance initiatives.Your role will focus on identifying and mitigating risks associated with regulatory non-compliance, fraud, and abuse across all service lines.You will be tasked with evaluating, auditing, and analyzing...

  • Lead Manager, Regulatory Compliance Operations

    3 weeks ago

    New York, New York, United States Publicis Groupe Full time

    Company Overview Publicis Groupe is a comprehensive, multi-disciplinary organization that delivers exceptional services in a dynamic and adaptable manner. With our clients at the forefront, we drive brand engagement at the pace of everyday life by integrating real-time insights with top-tier creative, content, and media strategies to foster growth and...

  • Lead Manager, Compliance and Promotional Operations

    3 weeks ago

    New York, New York, United States Publicis Groupe Full time

    Company OverviewPublicis Groupe is a dynamic and integrated team that delivers exceptional services across various disciplines. Our client-centric approach allows us to drive brand engagement swiftly by leveraging real-time insights combined with top-tier creative, content, and media strategies aimed at enhancing growth and maximizing return on investment.As...

  • Property and Compliance Operations Coordinator

    2 weeks ago

    New York, New York, United States Trandon Associates, Inc Full time

    Job OverviewTrandon Associates, Inc. is a comprehensive Real Estate and Property Management organization seeking a dedicated Property and Compliance Operations Coordinator to enhance our operational efficiency.Key Responsibilities:Oversee property management functions with a focus on compliance.Manage government-assisted and subsidized housing...

  • Leasing Operations Manager, Compliance and Training

    3 weeks ago

    New York, New York, United States Breaking Ground Full time

    POSITION SUMMARY:The Leasing Operations Manager, Compliance and Training is responsible for overseeing the adherence to leasing policies and procedures within the organization. This role is essential in ensuring that all leasing staff are well-trained and informed about current regulations and best practices in the field.ABOUT BREAKING GROUND:At Breaking...

  • Compliance Operations Specialist

    3 weeks ago

    New York, New York, United States BetMGM Full time

    About Us We are BetMGM, a leader in transforming the landscape of sports betting and online gaming across the United States. Our collaboration with two industry giants, MGM Resorts International and Entain Group, has allowed us to build a remarkable portfolio of brands, including BetMGM Sportsbook, Borgata online, Party Casino, and Party Poker. Our mission...

  • ABAC Compliance Operation Specialist

    2 months ago

    New York, New York, United States Steneral Consulting Full time

    Drive and support global anti-bribery and anti-corruption compliance strategy and ensure that company-wide compliance programs are implemented globally with effective monitoring,and coordinate with regional compliance teams to adopt regional programs or guidelines, if neededHandle operational workload, including daily ticket review and escalation, and manage...

  • Recertification & Compliance Manager

    2 weeks ago

    New York, New York, United States Real Estate Full time

    Job SummaryWe are seeking a highly skilled Recertification & Compliance Supervisor to join our team in the real estate industry. As a key member of our organization, you will be responsible for managing the HUD/Section 8/Tax Credit recertification process for our affordable housing units.Key ResponsibilitiesLead a team of six to handle annual...

  • Manager of Compliance and Risk Management

    3 weeks ago

    New York, New York, United States Bally's Dover Casino Resort Full time

    Location: Atlantic City Key Responsibilities: · Oversee and guide compliance initiatives across designated jurisdictions, ensuring adherence to all elements of the Corporate Compliance Program. · Ensure full compliance with state gaming regulations and collaborate with legal counsel to address compliance matters. · Lead the property's Anti-Money...

  • Compliance Manager

    1 day ago

    New York, New York, United States Atlantic Group Full time

    Atlantic Group is seeking a seasoned professional to lead its Code of Ethics Compliance program. As Senior Manager, you will be responsible for managing a small team of analysts and overseeing the administration of compliance functions. Your expertise in regulatory and administrative compliance will be crucial in enhancing the scale and efficiency of the...

  • Manager - Regulatory Compliance

    1 month ago

    New York, New York, United States Bally's Atlantic City Full time

    Atlantic City Directs and monitors compliance activities for assigned jurisdictions, to include all components required under the Corporate Compliance Program. Ensures New Jersey Division of Gaming Enforcement requirements are fully complied with and liaises with TRWH's counsel in this regard. Owns property Anti Money Laundering program and all submission...

  • Compliance Management Consultant

    2 weeks ago

    New York, New York, United States Siapartners Full time

    Compliance Project Management ConsultantFull-timeSia Partners is a forward-thinking management consulting firm that integrates advanced AI and design capabilities with traditional consulting practices to provide exceptional value to our clients. With a team of 3,000 consultants across 19 countries, we are poised to achieve significant turnover this fiscal...