Trade Desk Operations Specialist
3 days ago
We are seeking a highly skilled professional to provide exceptional service in trade entry, order execution, and account maintenance. Our products include managed accounts, mutual funds, fixed income, and equities.
Key Responsibilities:
- Trade Entry and Order Execution:
- Initiate and submit trades for mutual funds, UITS, structured products, equities, and fixed income over the phone and through paperwork.
- Adhere to regulatory requirements for TRACE, RTRS, and CAT.
- Operational Support and Quality Control:
- Assist financial advisors with trade corrections, operational support, and various service-related requests as needed.
- Work with other teams to improve processes and create efficiencies.
Qualifications and Requirements:
- 2-3 years of experience in Financial Services required.
- Series 7 & 63 licenses required.
- Strong problem-solving skills and multi-tasking abilities.
Compensation: $70,000 - $90,000 per year
Work Schedule:
40 hours per week, Monday-Friday
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