Trade Desk Operations Specialist

3 days ago


Johnston, United States Citizens Full time
Job Title:

We are seeking a highly skilled professional to provide exceptional service in trade entry, order execution, and account maintenance. Our products include managed accounts, mutual funds, fixed income, and equities.

Key Responsibilities:

  • Trade Entry and Order Execution:
    • Initiate and submit trades for mutual funds, UITS, structured products, equities, and fixed income over the phone and through paperwork.
    • Adhere to regulatory requirements for TRACE, RTRS, and CAT.
  • Operational Support and Quality Control:
    • Assist financial advisors with trade corrections, operational support, and various service-related requests as needed.
    • Work with other teams to improve processes and create efficiencies.

Qualifications and Requirements:

  • 2-3 years of experience in Financial Services required.
  • Series 7 & 63 licenses required.
  • Strong problem-solving skills and multi-tasking abilities.

Compensation: $70,000 - $90,000 per year

Work Schedule:

40 hours per week, Monday-Friday



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