Equity Trade Execution Expert
3 weeks ago
We are looking for an experienced professional to join our trade desk operations team as an Equity Trade Execution Expert. In this role, you will be responsible for executing trades for mutual funds, UITS, structured products, equities, and fixed income. Our products also include managed accounts and equities.
Responsibilities:
• Execute trades for mutual funds, UITS, structured products, equities, and fixed income over the phone and through paperwork
• Ensure adherence to regulatory requirements for TRACE, RTRS, and CAT
• Provide operational support to financial advisors, including trade corrections and various service-related requests
• Collaborate with other teams to improve processes and create efficiencies
Requirements:
• 2-3 years of experience in Financial Services required
• Series 7 & 63 licenses required
• Strong analytical and problem-solving skills
Compensation:
• Salary range: $65,000 - $85,000 per year
• 40 hours per week, Monday-Friday work schedule
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